Comments on Proposed Rule: Limitations on Affiliate Marketing (Regulation S-AM)

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Date Received
Date Letter Type Commenter Name
Public Comment Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute
Public Comment Alan E. Sorcher, Vice President and Associate General Counsel, Securities Industry Association
Public Comment Beth L. Climo, Executive Director, American Bankers Association Securities Association
Public Comment Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable
Public Comment Robert C. Drozdowski, Vice President, Payments and Technology Policy, America's Community Bankers
Public Comment J. Stephen Zielezienski, Vice President & Associate General Counsel, American Insurance Association
Public Comment Alan E. Sorcher, Vice President and Associate General Counsel, Securities Industry Association
Public Comment Henry H. Hopkins, Chief Legal Counsel, and Karen Nash-Goetz, Associate Legal Counsel, T. Rowe Price Associates, Inc.
Public Comment Roberta B. Meyer, Senior Counsel, Risk Classification, American Council of Life Insurers
Public Comment Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute
Public Comment Jeffrey A. Tassey, Executive Director, Coalition to Implement the FACT Act
Public Comment Monique S. Botkin, Counsel, Investment Counsel Association of America
Public Comment Peter L. McCorkell, Senior Counsel, Wells Fargo & Company
Public Comment Robert G. Rowe, III, Regulatory Counsel, Independent Community Bankers of America
Public Comment Larkin Fields, Chief Privacy Officer, USAA
Public Comment Ira Friedman, Senior Vice-president, Chief Privacy Officer And Special Counsel, MetLife, Inc.
Public Comment Michael E. Bleier, General Counsel, Mellon Financial Corporation

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-29-04
Release Number
34-49985
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