Final Rule

Investment Company Governance

Overview

The Commission has considered further its adoption of amendments to rules under the Investment Company Act of 1940 to require investment companies ("funds') that rely on certain exemptive rules to adopt certain governance practices. The reconsideration responds to a decision by the United States Court of Appeals for the District of Columbia Circuit remanding to us for further consideration two issues raised by the rulemaking.

Prior Actions

Title
Investment Company Governance
Release Number
IC-26985
IC-26323
IC-27395
SEC Issue Date
Federal Register Publish Date
Document Citation

70 FR 39389

RIN
3235-AJ05

Last Reviewed or Updated: April 7, 2023

Details

File Number
S7-03-04
Rule Type
Final
Release Number
IC-26520
SEC Issue Date
Effective Date

September 7, 2004. Dissent of Commissioners Cynthia A. Glassman and Paul S. Atkins (public://migration/rules/final/ic-26520.htm#dissent)

Federal Register Publish Date
Document Citation

69 FR 46377

RIN
3235-AJ05