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Comments on Proposed Rule:
Amendments to Regulation M: Anti-Manipulation Rules Concerning Securities Offerings
[Release Nos. 33-8511; 34-50831; IC-26691; File No. S7-41-04]
- Memorandum from the Division of Market Regulation, Office of Economic Analysis, and Division of Investment Management regarding an April 16, 2005, meeting with the Investment Company Institute's Closed End Fund Committee, July 5, 2005 (File name: ici070505.pdf)
- Dixie L. Johnson, Committee Chair, American Bar Association, March 8, 2005 (File name: s74104aba.pdf)
- Edward F. Greene, General Counsel, Citigroup Global Markets, Inc., February 18, 2005 (File name: efgreene021805.pdf)
- Leonard B. Mackey, Jr., Clifford Chance US LLP on behalf of Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Securities LLC, February 17, 2005 (File name: lbmackey021705.pdf)
- Mark G. Heesen, President, National Venture Capital Association, February 16, 2005 (File name: mgheesen021605.pdf)
- John C. Burch, Jr., Capital Markets Advisors, LLC and Bruce S. Foerster, Aurora Capital, Inc., February 15, 2005 (File name: burch021505.pdf)
- T. Richard Kendrick, IV, Senior Managing Director Equity Capital Markets, Stifel Nicolaus & Company, Incorporated, February 15, 2005 (File name: trkendrick021505.pdf)
- Sullivan & Cromwell LLP, February 15, 2005 (File name: sullivan021505.pdf)
- Ari Burstein, Associate Counsel, Investment Company Institute, February 15, 2005 (File name: aburstein021505.pdf)
- John Faulkner, Chairman, SIA Capital Markets Committee, February 15, 2005 (File name: jfaulkner021505.pdf)
- Gifford R. Zimmerman, CFA, Managing Director and Associate General Counsel,
Nuveen Asset Management, February 15, 2005 (File name: grzimmerman021505.pdf)
- Richard D. Levey, St. Louis, Missouri, January 7, 2005 (File name: rdlevey5440.htm)
http://www.sec.gov/rules/proposed/s74104.shtml
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