|
|
 |
Comments on References to Ratings of Nationally Recognized Statistical Rating Organizations
[Release Nos. IC-28327, IA-2751; File No. S7-19-08]
|
| Apr. 7, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a March 25, 2010 Meeting with Representatives of Standard & Poor's |
| Mar. 26, 2010 | Memorandum from the Office of Commissioner Paredes regarding a March 25, 2010 meeting with representatives of Standard and Poor's |
| Dec. 15, 2009 | Stephen A. Keen, Pittsburgh, Pennsylvania |
| Dec. 10, 2009 | Peter Mixon, General Counsel, California Public Employees Retirement System |
| Dec. 8, 2009 | Deven Sharma, President, Standard and Poor's |
| Dec. 8, 2009 | Sean C. Davy, Managing Director, Corporate Credit Markets
Division, Securities Industry and Financial Markets Association |
| Dec. 8, 2009 | Cadwalader, Wickersham & Taft LLP |
| Dec. 8, 2009 | Arnold & Porter LLP |
| Dec. 8, 2009 | Suzanne C. Hutchinson, Executive Vice President, Mortgage Insurance Companies of America |
| Dec. 8, 2009 | Karrie McMillan, General Counsel, Investment Company Institute |
| Nov. 13, 2009 | Mary Keogh, Managing Director, Regulatory Affairs, and Daniel Curry, President, DBRS, Inc. |
| Jun. 1, 2009 | Memorandum from the Office of Commissioner Aguilar regarding a May 25, 2009 meeting with representatives of Standard & Poor’s |
| Mar. 26, 2009 | Kurt N. Schacht, Managing Director, CFA Institute Centre for Financial Market Integrity and Linda L. Rittenhouse, Senior Policy Analyst, CFA Institute Centre for Financial Market Integrity |
| Mar. 25, 2009 | Memorandum from the Office of Commissioner Aguilar regarding a March 24, 2009 Meeting with Representatives of Moody’s Corporation and Covington & Burling LLP |
| Dec. 1, 2008 | Richard J. Herring, Ph.D., Executive Director, Financial Economists Roundtable, Prof. of Finance, the Wharton School University of Pennsylvania, Philadelphia, Pennsylvania |
| Oct. 3, 2008 | Kenneth L. Wolfe, Chairman, Independent Trustees, Fidelity Fixed Income Funds |
| Oct. 2, 2008 | Nathan J. Greene,
Shearman & Sterling LLP, Paul S. Schreiber, Shearman & Sterling LLP, and Kenneth J. Berman, Debevoise & Plimpton LLP |
| Sep. 24, 2008 | Shearman & Sterling LLP |
| Sep. 12, 2008 | Keith F. Higgins, Chair, Committee on Federal Regulation of Securities, and Vicki 0. Tucker, Chair, Committee on Securitization and Structured Finance, Business Law Section, American Bar Association |
| Sep. 12, 2008 | Roger B. Vincent, Chairman of the Board of Trustees of ING Funds Trust and ING Investors Trust, New York, New York |
| Sep. 10, 2008 | Ronald W. Forbes and Rodney D. Johnson, The Independent Directors of The BlackRock Liquidity Funds |
| Sep. 8, 2008 | Kent Wideman,
Group Managing Director, Policy & Rating Committee, DBRS and Mary Keogh, Managing Director, Policy & Regulatory Affairs, DBRS |
| Sep. 5, 2008 | Susan Gaffney, Director, Federal Liaison Center, Government Finance Officers Association, Washington, District of Columbia |
| Sep. 5, 2008 | Cleary Gottlieb Steen Hamilton LLP |
| Sep. 5, 2008 | Jeffrey T. Brown, Senior Vice President, Charles Schwab Co., Inc., Washington, District of Columbia |
| Sep. 5, 2008 | John W. McGonigle, Vice Chairman, Federated Investors, Inc.
|
| Sep. 5, 2008 | Sean J. Egan, Egan-Jones Ratings Company |
| Sep. 5, 2008 | Edward J. Grebeck, Chief Executive Officer, Tempus Advisors |
| Sep. 5, 2008 | Marco Adelfio, Morrison and Foerster LLP |
| Sep. 5, 2008 | Mercer Bullard, Founder and President, Fund Democracy and Barbara Roper, Director of Investor Protection, Consumer Federation of America |
| Sep. 5, 2008 | Vickie Tillman, Executive Vice President, Standard & Poor’s Ratings Services |
| Sep. 5, 2008 | Frank Partnoy |
| Sep. 5, 2008 | Dewey & Leboeuf LLP |
| Sep. 5, 2008 | Mark S. Howard, Senior Vice President, Secretary and Counsel, USAA Investment Management Company |
| Sep. 5, 2008 | Michel Madelain, Chief Operating Officer, Moody’s Investors Service |
| Sep. 5, 2008 | Dechert LLC |
| Sep. 5, 2008 | Bruce R. Bent, Chairman, The Reserve |
| Sep. 5, 2008 | David Oestricher, Chief Legal Counsel and Darrell N. Braman, Associate Legal Counsel, T. Rowe Price |
| Sep. 5, 2008 | Paul Schott Stevens, President, Investment Company Institute |
| Sep. 5, 2008 | Daniel F. Pedrotty, Director, Office of Investment, AFL-CIO |
| Sep. 5, 2008 | Lawrence J. White, Professor of Economics, Stern School of Business, New York University, New York, New York |
| Sep. 5, 2008 | Peter J. Chepucavage, General Counsel, Plexus Consulting LLC |
| Sep. 5, 2008 | Jeremy Reifsnyder, President, TLD Partners LLC, Co-Chair, ASF Credit Rating Agency, Task Force and Richard Johns, Vice President, Capital One, Co-Chair, ASF Credit Rating Agency, Task Force |
| Sep. 5, 2008 | John A. Courson, Chief Operating Officer, Mortgage Bankers Association |
| Sep. 5, 2008 | J. G. Lallande, Counsel, Invesco Aim Advisors, Inc. |
| Sep. 5, 2008 | David B. Smith Jr., Executive Vice President and General Counsel, Mutual Fund Directors Forum |
| Sep. 5, 2008 | Tom McNerney, Managing Director, Data and Analytics and Marcus Schuler, Managing Director, Regulatory Affairs, Markit
|
| Sep. 5, 2008 | William Tartikoff, General Counsel and Andrew Niebler, Assistant General Counsel, Calvert Group of Fund
|
| Sep. 5, 2008 | Ivo Iotzovski, Associate Director, Financial Analysis, Los Angeles, California |
| Sep. 5, 2008 | Steve Clayback, Investor |
| Sep. 5, 2008 | Joseph S. DiMartino, Chairman of the Boards of the Dreyfus Family of Funds |
| Sep. 5, 2008 | Sidney Koch, ING Series Fund, Inc. |
| Sep. 5, 2008 | John Grout, Policy and Technical Director and Martin O’Donovan, Assistant Director, Policy and Technical, The Association of Corporate Treasurers |
| Sep. 5, 2008 | Nathan Douglas, Secretariat, IMMFA |
| Sep. 4, 2008 | Denise L. Nappier, Treasurer, State of Connecticut, Hartford, Connecticut |
| Sep. 4, 2008 | Deborah A. Cunningham, Chief Investment Officer, Federated Investors and Boyce I. Greer, President; Fixed Income & Asset Allocation, Fidelity, Securities Industry and Financial Markets Association |
| Sep. 4, 2008 | Robert G. Zack, Executive Vice President and General Counsel, OppenheimerFunds, Inc. |
| Sep. 4, 2008 | David Sprayberry, Tucson, Arizona |
| Sep. 4, 2008 | Denise L. Nappier, Treasurer, State of Connecticut, Hartford, Connecticut |
| Sep. 4, 2008 | Mayer Brown LLP |
| Sep. 4, 2008 | Maya C.Gittens, Director, TDAM USA Inc., New York, New York |
| Sep. 3, 2008 | Debevoise & Plimpton LLP |
| Sep. 2, 2008 | Anthony Deering, Chairman of the Committee of Independent Directors, T. Rowe Price Mutual |
| Aug. 29, 2008 | Scott C. Goebel, Senior Vice President, General Counsel, Fidelity Management & Research Company |
| Aug. 29, 2008 | William L. Armstrong, Chairman of the Board, Denver-based Board of Trustees of the Oppenheimer Funds |
| Aug. 29, 2008 | Scott C. Goebel, Senior Vice President and General Counsel, Fidelity Management and Research Company, Boston, Massachusetts |
| Aug. 29, 2008 | Robert W. Uek, Chair, Governing Council, Independent Directors Council |
| Aug. 28, 2008 | Constance Curnow |
| Aug. 28, 2008 | Bruce R. Bent, The Reserve |
| Aug. 28, 2008 | Carol Harlow, CFP®, Miami, Florida |
| Aug. 25, 2008 | Virginia Stringer, Board Chair, First American Funds, Mount Vernon Securities Lending Trust, Minneapolis, Minnesota |
| Aug. 25, 2008 | Michael S. Scofield, Chairman, Evergreen Board of Trustees |
| Aug. 25, 2008 | Edward Guay, Consulting Investment Economist, Bloomfield, Connecticut |
| Aug. 22, 2008 | Peter G. Crane, President of Crane Data LLC and Publisher of Money Fund Intelligence, Westboro, Massachusetts |
| Aug. 22, 2008 | Robin Smith, Board Chair, Jennison/Dryden and Target Mutual Funds |
| Aug. 14, 2008 | Thomas Mooney, Board Chair, Advanced Series Trust, Prudential Series Fund, and Prudential Gibraltar Fund, Inc. |
| Aug. 14, 2008 | Jeff Krup |
| Aug. 14, 2008 | Robert Dobilas, CEO and President, Realpoint LLC |
| Aug. 1, 2008 | John J. Brennan, Chairman and Chief Executive Officer, The Vanguard Group, Inc. |
| Jul. 28, 2008 | William N. Brandt, M.D. |
http://www.sec.gov/comments/s7-19-08/s71908.shtml
|
