Comments on Re-proposed Rules for Nationally Recognized Statistical Rating Organizations

Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations from Requirements of Rule 17g-5(a)(3) Under the Securities Exchange Act of 1934 and Request For Comment
Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations from Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations from Requirements Of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
Order Granting Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
Re-proposed Rules for Nationally Recognized Statistical Rating Organizations

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-76183 Chris Barnard
Public Comment 34-76183 Richard Hopkin, Managing Director & Head of Fixed Income, Association for Financial Markets in Europe
Public Comment 34-76183 Richard Johns, Executive Director, Structured Finance Industry Group, and Chris Dalton, Chief Executive Officer, Australian Securitisation Forum
Public Comment 34-76183 Patrick D. Dolan, Chair, Structured Finance Committee, New York City Bar Association
Public Comment 34-76183 Terry Peterman, El Mirage, Arizona
Public Comment 34-76183 Chris Barnard, Germany
Public Comment 34-70919 Richard Hopkin, Managing Director, Association for Financial Markets in Europe (AFME)
Public Comment 34-70919 Chris Barnard, Germany
Public Comment 34-68286 Melanie L. Fein, Fein Law Offices, District of Columbia
Public Comment 34-65765 Tom Deutsch, Executive Director, American Securitization Forum, and Chris Dalton, Chief Executive Officer, Australian Securitisation Forum
Public Comment 34-65765 Chris Barnard, Germany
Public Comment 34-62120 Jack Rando, Investment Industry Association of Canada, Toronto, Canada
Public Comment 34-62120 Tom Deutsch, Executive Director, American Securitization Forum, and Chris Dalton, Chief Executive Officer, Australian Securitisation Forum
Meeting with SEC Officials 34-62120 Memorandum from the Office of the Chairman regarding a November 10, 2010, meeting with a representative of Meredith Whitney Advisory Group
Public Comment 34-62120 Masamichi Kono, Vice Commissioner for International Affairs, Financial Services Agency, Government of Japan
Public Comment 34-62120 Masaru Ono, Executive Director, Securitization Forum of Japan, Tokyo, Japan
Public Comment 34-62120 Richard Hopkin, Managing Director, Association for Financial Markets in Europe
Meeting with SEC Officials 34-62120 Memorandum from the Office of Financial Responsibility regarding a September 30, 2010, meeting with representatives of Realpoint, Andrascik & Tita LLC, and Morningstar
Meeting with SEC Officials 34-62120 Memorandum from the Office of Financial Responsibility regarding an October 21, 2010, meeting with representatives of DBRS, Inc.
Meeting with SEC Officials 34-62120 Memorandum from the Office of Financial Responsibility regarding an October 27, 2010, meeting with representatives of NetRoadshow
Public Comment 34-62120 Chris Dalton, Chief Executive Officer, Australian Securitisation Forum, and Tom Deutsch, Executive Director, American Securitization Forum
Meeting with SEC Officials 34-62120 Memorandum from the Office of Commissioner Aguilar regarding an October 21, 2010, meeting with representatives of DBRS, Inc.
Public Comment 34-62120 Jack Rando, Investment Industry Association of Canada, Toronto, Canada
Public Comment 34-62120 Christopher Dalton, Chief Executive Officer, Australian Securitisation Forum, Sydney, Australia
Public Comment 34-62120 Takefumi Emori, Managing Director, Japan Credit Rating Agency, Ltd.
Public Comment 34-59343 Eddy Wymeersch, Committee of European Securities Regulators
Public Comment 34-59343 Chris Dalton, Chief Executive Officer, Australian Securitisation Forum
Public Comment 34-59343 Guido RAVOET, European Banking Federation
Public Comment 34-59343 Steve Alter, CEO/Founder, Real Capital Markets
Public Comment 34-59343 Rick Watson, Managing Director and Chief Operating Officer, Association for Financial Markets in Europe / European Securitisation Forum

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-04-09
Release Number
34-76183
34-70919
34-68286
34-65765
34-62120
34-59343
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