Comments on Indexed Annuities and Certain Other Insurance Contracts

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 81
B: 36
C: 12
D: 35
E: 12
F: 20
G: 456
H: 10
I: 27
J: 71
K: 4
L: 13
M: 4
N: 862
O: 22

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a December 15, 2008 meeting with representatives with Old Mutual Financial Network, Baker & Hostetler LLP, and Elconin, Lindquist & Vennum.
Public Comment Anthony Olson, Phoenix, Arizona
Public Comment Charles O. Doss, CFO, Scottsdale, Arizona
Public Comment Joe Mark Roden, Houston, Texas
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 15, 2008 telephone conversation with Stephen Roth and Mary Thornton of Sutherland, on behalf of the Committee of Annuity Insurers
Public Comment Neal Weber, Wisconsin
Public Comment Rep. Jerry Moran, Member of Congress
Public Comment Rep. Michelle Bachmann, Member of Congress
Public Comment Richard D. Garrett, LUTCF, FIC, National Association of Insurance and Financial Advisors, Prattville, Alabama
Public Comment Ron Johnston, Managing Director, Ronald v. Johnston, Annuity Ally, Inc.
Public Comment Sen. James L. Seward, Rep. Robert Damron, Rep. George Keiser, Sen. Caroll Leavell, and Sen. Vi Simpson, National Conference of Insurance Legistators
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 11, 2008 telephone conversation with Stephen Roth and Mary Thornton of Sutherland, on behalf of the Committee of Annuity Insurers
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a December 12, 2008 meeting with representatives of Old Mutual Financial Network, Life Insurance Company of the Southwest, and Baker & Hostetler LLP
Public Comment Sen. Pat Roberts, U.S. Senate
Public Comment Mark G. Wagner, Fargo, North Dakota
Public Comment Philip A. Rousseaux, Jr., President, Registered Investment Advisor, Series 7, 63, and 65 Reg. Rep, Member MDRT, Baltimore, Maryland
Public Comment Matthew R. Coleman, Fellow of the Society of Actuaries, Overland Park, Kansas
Public Comment Roger A. Sevigny, New Hampshire Insurance Commissioner, NAIC President; Jane L. Cline, West Virginia Insurance Commissioner, NAIC President-Elect; Susan E. Voss, Iowa Insurance Commissioner, NAIC Vice-President; Sandy Praeger, Insurance Commissioner, NAIC Immediate Past President; and Kevin McCarty, Florida Insurance Commissioner, NAIC Secretary-Treasurer
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a December 8, 2008 meeting with representatives of Aviva USA
Public Comment Donald J. Guernsey, Insurance Agent, Valparaiso, Indiana
Public Comment Harry D. Finley, IV, Agent, Watertown, Connecticut
Public Comment Robert Myer
Public Comment Brian Van Winkle, President, Van Winkle Wealth Management Group, LLC
Public Comment David E. Franasiak, Principal Williams Jensen, PLLC
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 12, 2008 telephone conversation with Senator Chuck Grassley, and Kathy Nuebel Kovarik and Christopher Condeluci of Senator Grassleys staff, as well as Susan Voss, Iowa Commissioner of Insurance
Public Comment Malott W. Nyhart, Chairman of the Board, National Association for Fixed Annuities
Public Comment William P. Denny, Mature Asset Advisors, LLC
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a November 24, 2008 meeting with representatives of AVIVA USA Corporation
Public Comment Monte C. Ferguson
Public Comment Charles J. Hulse, LLB, RIA, Raytowon, Missouri

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-14-08
Release Number
33-8933
34-58022
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