Comments on Exchange-Traded Funds

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a January 29, 2014, meeting and March 4, 2014, conference call with representatives of Vanguard
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 3, 2009, conference call with representatives from NYSE Arca, Inc.
Public Comment Michael R. Grupe, EVP, Research and Investor Outreach, NAREIT, Washington, District of Columbia
Public Comment Janet M. Kissane, Senior Vice President, Legal & Corporate Secretary, Office of the General Counsel, NYSE Euronext
Public Comment Michael A. Petronella, President, Dow Jones & Company, Inc. and Alexander Matturri, Jr., Executive Managing Director, Standard & Poor's
Public Comment David T. Grieger, Managing Director, Indexes & Chief Marketing Officer of Russell Investments
Public Comment P. Georgia Bullitt, Morgan Lewis & Bockius LLP on behalf of Morgan Stanley & Co. Incorporated, JP Morgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Goldman, Sachs & Co.
Public Comment R. Bryan Woodard, Chief Legal Officer, State Street Global Markets, LLC
Public Comment Ari Gabinet, Principal, Securities Regulation, Vanguard Group, Inc.
Public Comment Katten Muchin Rosenman LLP, New York, New York
Public Comment Keith F. Higgins, Chair, Federal Regulation of Securities Committee, Section of Business Law, American Bar Association
Public Comment Mary Yeager, Corporate Secretary, NYSE Arca, Inc.
Public Comment David B. Smith, Executive Vice-President, Mutual Fund Directors Forum
Public Comment Anthony Dudzinski, CEO, Xshares Advisors, LLC
Public Comment Richard H. Baker, President and Chief Executive Officer, Managed Funds Association
Public Comment Debra M. Brown, Esquire, Brown Associates LLC, Beverly, Massachusetts
Public Comment Felice R. Foundos, Attorney, Chapman And Cutler, Chicago, Illinois
Public Comment James E. Ross, Senior Managing Director, State Street Global Advisors
Public Comment Karrie McMillan, General Counsel, Investment Company Institute
Public Comment Robert W. Uek, Chair, IDC Governing Council
Public Comment Sam Goldstein, Associate, Stradley Ronon Stevens & Young
Public Comment Ira P. Shapiro, Associate General Counsel, Barclays Global Fund Advisors
Public Comment James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University
Public Comment Adam I. Gehrie, Esq., Secretary, Committee on Private Investment Funds, The Association of the Bar of the City of New York, New York, New York
Public Comment Philippe El-Asmar, Managing Director, Barclays Capital Inc.
Public Comment Scott Sacknoff, President, SPADE Indexes, Washington, District of Columbia
Public Comment Ron DeLegge, Editor, ETFguide.com, San Diego, California

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-07-08
Release Number
33-8901
How to submit comments