Comments on Proposed Rule: Proxy Disclosure and Solicitation Enhancements

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Date Received
Date Letter Type Commenter Name
Public Comment Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a November 12, 2009, meeting with representatives of Hermes Equity Ownership Services Ltd. and Hitchcock Law Firm PLLC
Public Comment Halpin T. Burke
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a November 9, 2009, meeting with representatives of the Federal Policy Group, Pearl Meyer & Partners, and Clark and Wamberg LLC
Public Comment Gary D. Brouse, Hackensack, New Jersey
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 3, 2009, meeting with representatives of Council of Institutional Investors and California Public Employees Retirement System
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding an October 22, 2009, meeting with representatives of Watson Wyatt & Company, Mercer, Towers Perrin, Marsh & McClennan Companies, Hewitt Associates LLC, King & Spalding, Gibson Dunn & Crutcher, and Patton Boggs LLP
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding an October 22, 2009, meeting with representatives of The Business Roundtable
Public Comment Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Business Law Section, American Bar Association, New York, New York
Public Comment Dr. Andrea C. Hall
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding an October 5, 2009, meeting with representatives of Hewitt Associates LLC, Watson Wyatt & Company, Mercer, Towers Perrin, and Patton Boggs LLP
Public Comment Roy Snell, CEO, Society of Corporate Compliance and Ethics
Public Comment John Okray, Vice President and Asst. Counsel, OppenheimerFunds, Inc., New York, New York
Public Comment Paul M. Neuhauser, on behalf of the Interfaith Center on Corporate Responsibility
Public Comment Alfred F. Delchamps, III, Senior Associate Counsel, Protective Life Corporation
Public Comment Anne Simpson, Senior Portfolio Manager, Global Equity, California Public Employees' Retirement System
Public Comment Anthony J. Horan, Corporate Secretary, Office of the Secretary, JPMorgan Chase Co., New York, New York
Public Comment Ashbel C. Williams, Executive Director and CIO, Florida State Board of Administration, Tallahassee, Florida
Public Comment Mark A. Borges, Principal, Compensia, Inc., San Jose, California
Public Comment Roderick A. Palmore, Executive Vice President, General Counsel & Chief Corporate and Risk Management Officer, General Mills, Inc.
Public Comment Thomas Quaadman, Executive Director for Financial Reporting Policy and Investor Opportunity, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Public Comment William M. Tartikoff, Senior Vice President and General Counsel, Calvert Group, Ltd. and Ivy Wafford Duke, Assistant Vice President, and Deputy General Counsel, Calvert Group, Ltd.
Public Comment Alexander F. Brigham, Executive Director, Ethisphere Institute; Stefan Linssen, Editor-in-Chief, The Ethisphere Institute; and Stephen Martin, Managing Director, The Ethisphere Institute
Public Comment Alexander M. Cutler, Chairman and Chief Executive Officer of Eaton Corporation Chair, Corporate Leadership Initiative, Business Roundtable
Public Comment Amy B. R. Lancellotta, Managing Director, Independent Directors Council
Public Comment Anna Burger, International Secretary Treasurer, Service Employees International Union
Public Comment Arden T. Phillips, Chairman, Corporate and Securities Committee, Association of Corporate Counsel
Public Comment Barbara Hackman, Chair, National Association of Corporate Directors and Ken Daly, President and CEO, National Association of Corporate Directors
Public Comment Bess Joffe, Associate Director, Hermes Equity Ownership Services Ltd.
Public Comment Carl Brooks, President and CEO, The Executive Leadership Council

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-13-09
Release Number
33-9052
34-60280
IC-28817
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