Comments on Nationally Recognized Statistical Rating Organizations

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a March 25, 2010 meeting with representatives of Standard and Poor's
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a November 12, 2008 meeting with representatives of Standard & Poor's
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a November 18, 2008 meeting with representatives of DBRS
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a November 18, 2008 meeting with representatives of DBRS
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 12, 2008 telephone call with a representative of Moody's Investors Service
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 12, 2008 telephone call with representatives of Standard and Poors
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 6, 2008 meeting with representatives of Moody's Investors Service
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 20, 2008 meeting with Mayree Clark
Meeting with SEC Officials Memorandum from the Office of Commissioner Troy Paredes regarding an October 8, 2008 meeting with representatives of DBRS
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 1, 2008 meeting with representatives of Assured Guaranty and Patton Boggs LLP
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 29, 2008 meeting with representatives of Standard & Poor's
Meeting with SEC Officials Memorandum from the Office of Commissioner Troy A. Paredes regarding a September 29, 2008 meeting with representatives of Standard & Poor's
Public Comment Dottie Cunningham, Chief Executive Officer, Commercial Mortgage Securities Association
Public Comment Larry G. Mayewski, Executive Vice President & Chief Rating Officer, A.M. Best Company
Public Comment Robert Dobilas, Realpoint LLC, Horsham, Pennsylvania
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 14, 2008 meeting with representatives of the American Bankers Association and CUSIP Global Services
Public Comment Olivier Raingeard
Public Comment Steve Linehan, Executive Vice-President and Treasurer, Capital One Financial Corporation
Public Comment John J. Niebuhr, Managing Director, Lehman Brothers, Inc.
Public Comment Jeffrey A. Perlowitz, Managing Director and Co-Head of Global Securitized Markets, and Myongsu Kong, Director and Counsel, Citigroup Global Markets Inc.
Public Comment John Taylor, President and CEO, National Community Reinvestment Coalition
Public Comment Robert S. Khuzami, Managing Director and General Counsel, Deutsche Bank Americas
Public Comment Glenn Reynolds, CEO, and Peter Petas, President, CreditSights, Inc.
Public Comment Keith F. Higgins and Vicki O. Tucker, Section of Business Law, American Bar Association
Public Comment Moody's Investors Service
Public Comment Morris C Foutch, Vancouver, Washington
Public Comment Alan P. Kress, Counsel, Principal Global Investors, LLC
Public Comment Annemarie G. DiCola, Chief Executive Officer, Trepp, LLC
Public Comment Bill Lockyer, California State Treasurer
Public Comment Cate Long, Multiple-Markets

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-13-08
Release Number
34-57967
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