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Release Number	SEC Issue Date	File Number	Details
34-43401, 34-48931	Oct. 2, 2000	S7-18-00	Processing Requirements for Cancelled Security Certificates *Comments Due:* 60 days after publication in the Federal Register View Received Comments See Also - 60 days after publication in the Federal Register Comments received electronically are available Federal Register version (65 FR 59766)
33-7883	Aug. 29, 2000	S7-13-00	Revision of the Commission's Auditor Independence Requirements *Comments Due:* 45 days after publication in the Federal Register View Received Comments See Also - 45 days after publication in the Federal Register Comments received electronically are available Federal Register version (65 FR 54189)
34-43084	July 28, 2000	S7-16-00	Disclosure of Order Routing and Execution Practices *Comments Due:* September 22, 2000 View Received Comments See Also - 2000 Comments received electronically are available Federal Register version (65 FR 48406)
34-43084	July 28, 2000	S7-16-00	Disclosure of Order Routing and Execution Practices *Comments Due:* September 22, 2000 View Received Comments See Also - 2000 Comments received electronically are available Federal Register version (65 FR 48406)
34-43085, 34-43591	July 28, 2000	S7-17-00	Firm Quote and Trade-Through Disclosure Rules for Options *Comments Due:* 45 days after publication in the Federal Register View Received Comments See Also - 45 days after publication in the Federal Register Comments received electronically are available, Rel. No. 34-45654 Federal Register version (65 FR 47918)
34-43085, 34-43591	July 28, 2000	S7-17-00	Firm Quote and Trade-Through Disclosure Rules for Options *Comments Due:* 45 days after publication in the Federal Register View Received Comments See Also - 45 days after publication in the Federal Register Comments received electronically are available, Rel. No. 34-45654 Federal Register version (65 FR 47918)
34-43085, 34-43591	July 28, 2000	S7-17-00	Firm Quote and Trade-Through Disclosure Rules for Options *Comments Due:* 45 days after publication in the Federal Register View Received Comments See Also - 45 days after publication in the Federal Register Comments received electronically are available, Rel. No. 34-45654 Federal Register version (65 FR 47918)
34-43085, 34-43591	July 28, 2000	S7-17-00	Firm Quote and Trade-Through Disclosure Rules for Options *Comments Due:* 45 days after publication in the Federal Register View Received Comments See Also - 45 days after publication in the Federal Register Comments received electronically are available, Rel. No. 34-45654 Federal Register version (65 FR 47918)
34-43085, 34-43591	July 28, 2000	S7-17-00	Firm Quote and Trade-Through Disclosure Rules for Options *Comments Due:* 45 days after publication in the Federal Register View Received Comments See Also - 45 days after publication in the Federal Register Comments received electronically are available, Rel. No. 34-45654 Federal Register version (65 FR 47918)
34-43085, 34-43591	July 28, 2000	S7-17-00	Firm Quote and Trade-Through Disclosure Rules for Options *Comments Due:* 45 days after publication in the Federal Register View Received Comments See Also - 45 days after publication in the Federal Register Comments received electronically are available, Rel. No. 34-45654 Federal Register version (65 FR 47918)
34-42994	June 30, 2000	S7-13-00	Revision of the Commission's Auditor Independence Requirements *Comments Due:* September 25, 2000 View Received Comments See Also - 45 days after publication in the Federal Register Comments received electronically are available, Rel. Nos. 33-7883, Day 2 Testimony [testimony], September 21, 2000, Day 1 Testimony [testimony], September 20, 2000, Public Testimony [text submitted by speakers] on the issues, September 21, September 20, September 13, 2000 and July 26, 2000, 2nd Hearing Testimony [testimony], September 13, 2000, Notice of Hearings, July 7, 2000, Hearing Testimony [testimony], July 26, 2000, Notice of Additional Hearings, August 10, 2000, Rel. Nos. 33-7883 Federal Register version (65 FR 43147) Note: Final Rule, Rel. No. 33-7919 ; Proposed Rule, Rel. No. 33-7883 ; 3rd Hearing/Day 2 Testimony [testimony], September 21, 2000; 3rd Hearing/Day 1 Testimony [testimony], September 20, 2000; Public Testimony [text submitted by speakers] on the issues, September 21, September 20, September 13, 2000 and July 26, 2000 ; 2nd Hearing Testimony [testimony], September 13, 2000; Notice of Hearings , July 7, 2000; Hearing Testimony [testimony], July 26, 2000; Notice of Additional Hearings , August 10, 2000; Notice of Extension of deadline to submit testimony for additional hearings, August 30, 2000)
34-42755, 34-43621	May 4, 2000	4-434	Options Price Reporting Authority *Comments Due:* 30 days after publication in the Federal Register View Received Comments See Also - 30 days after publication in the Federal Register Comments received electronically are available Federal Register version (65 FR 30148)
34-42755, 34-43621	May 4, 2000	4-434	Options Price Reporting Authority *Comments Due:* 30 days after publication in the Federal Register View Received Comments See Also - 30 days after publication in the Federal Register Comments received electronically are available Federal Register version (65 FR 30148)
34-42741	May 2, 2000	S7-12-00	Electronic Submission of Securities Trading Data by Exchange Members, Brokers and Dealers *Comments Due:* June 7, 2000 View Received Comments See Also - 2000 Comments received electronically are available Federal Register version (65 FR 26534)
34-42620	April 5, 2000	S7-10-00	Electronic Filing by Investment Advisers; Proposed Amendments to Form ADV *Comments Due:* June 13, 2000 View Received Comments See Also - 2000 Comments received electronically are available, Summary of Comments Federal Register version (65 FR 20523)
34-42620	April 5, 2000	S7-10-00	Electronic Filing by Investment Advisers; Proposed Amendments to Form ADV *Comments Due:* June 13, 2000 View Received Comments See Also - 2000 Comments received electronically are available, Summary of Comments Federal Register version (65 FR 20523)
34-42620	April 5, 2000	S7-10-00	Electronic Filing by Investment Advisers; Proposed Amendments to Form ADV *Comments Due:* June 13, 2000 View Received Comments See Also - 2000 Comments received electronically are available, Summary of Comments Federal Register version (65 FR 20523)
34-42620	April 5, 2000	S7-10-00	Electronic Filing by Investment Advisers; Proposed Amendments to Form ADV *Comments Due:* June 13, 2000 View Received Comments See Also - 2000 Comments received electronically are available, Summary of Comments Federal Register version (65 FR 20523)
33-7815	March 21, 2000	S7-31-99	Selective Disclosure and Insider Trading *Comments Due:* April 28, 2000 Federal Register version (65 FR 16160)
33-7809	March 15, 2000	S7-09-00	Disclosure of Mutual Fund After-Tax Returns *Comments Due:* June 30, 2000 View Received Comments See Also - 2000 Comments received electronically are available Federal Register version (65 FR 15499)
33-7809	March 15, 2000	S7-09-00	Disclosure of Mutual Fund After-Tax Returns *Comments Due:* June 30, 2000 View Received Comments See Also - 2000 Comments received electronically are available Federal Register version (65 FR 15499)
34-42484	March 2, 2000	S7-6-00	Privacy of Consumer Financial Information (Regulation S-P) Reference: Rel. Nos. IC-24326, IA-1856 *Comments Due:* March 31, 2000 View Received Comments See Also - 2000 Comments received electronically are available
34-42462	Feb. 25, 2000	S7-05-00	Rulemaking for EDGAR System *Comments Due:* April 3, 2000 View Received Comments See Also - 2000 Comments received electronically are available Federal Register version (65 FR 11507)
34-42354	Jan. 21, 2000	S7-03-00	Supplementary Financial Information *Comments Due:* April 17, 2000 View Received Comments See Also - 2000 Comments received electronically are available Federal Register version (65 FR 4585)
34-42259	Dec. 20, 1999	S7-31-99	Selective Disclosure and Insider Trading *Comments Due:* March 29, 2000 View Received Comments See Also - 2000 Comments received electronically are available Federal Register version (64 FR 72590)
34-42209	Dec. 9, 1999	S7-29-99	Unlisted Trading Privileges *Comments Due:* January 31, 2000 View Received Comments See Also - 2000 Comments received electronically are available Federal Register version (64 FR 69975)
33-7767	Nov. 5, 1999	S7-26-99	Delivery of Proxy and Information Statements to Households *Comments Due:* January 18, 2000 View Received Comments See Also - 2000 Comments received electronically are available Federal Register version (64 FR 62548)
34-42099	Nov. 4, 1999	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers *Comments Due:* January 14, 2000 View Received Comments See Also - 2000 Comments received electronically are available, Release No. 34-50213 Federal Register version (64 FR 61226)
34-42099	Nov. 4, 1999	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers *Comments Due:* January 14, 2000 View Received Comments See Also - 2000 Comments received electronically are available, Release No. 34-50213 Federal Register version (64 FR 61226)
34-42099	Nov. 4, 1999	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers *Comments Due:* January 14, 2000 View Received Comments See Also - 2000 Comments received electronically are available, Release No. 34-50213 Federal Register version (64 FR 61226)
34-42099	Nov. 4, 1999	S7-25-99	Certain Broker-Dealers Deemed Not To Be Investment Advisers *Comments Due:* January 14, 2000 View Received Comments See Also - 2000 Comments received electronically are available, Release No. 34-50213 Federal Register version (64 FR 61226)
34-42007, 33-7932	Oct. 15, 1999	S7-23-99	Role of Independent Directors of Investment Companies *Comments Due:* January 28, 2000 View Received Comments See Also - 2000 Comments received electronically are available, Summary of Comments received Federal Register version (64 FR 59826)
34-42007, 33-7932	Oct. 15, 1999	S7-23-99	Role of Independent Directors of Investment Companies *Comments Due:* January 28, 2000 View Received Comments See Also - 2000 Comments received electronically are available, Summary of Comments received Federal Register version (64 FR 59826)
34-41987, 34-42266	Oct. 8, 1999	S7-22-99	Audit Committee Disclosure *Comments Due:* 45 days after date of publication in the Federal Register View Received Comments See Also - 45 days after date of publication in the Federal Register Comments received electronically are available Federal Register version (64 FR 55648)
34-41987, 34-42266	Oct. 8, 1999	S7-22-99	Audit Committee Disclosure *Comments Due:* 45 days after date of publication in the Federal Register View Received Comments See Also - 45 days after date of publication in the Federal Register Comments received electronically are available Federal Register version (64 FR 55648)
IC-24050, IC-25058	Sept. 23, 1999	S7-21-99	Treatment of Repurchase Agreements and Refunded Securities as an Acquisition of the Underlying Securities *Comments Due:* November 23, 1999 Federal Register version (64 FR 52476)
IC-24050, IC-25058	Sept. 23, 1999	S7-21-99	Treatment of Repurchase Agreements and Refunded Securities as an Acquisition of the Underlying Securities *Comments Due:* November 23, 1999 Federal Register version (64 FR 52476)
IA-1812	Aug. 4, 1999	S7-19-99	Political Contributions by Certain Investment Advisers *Comments Due:* November 1, 1999 View Received Comments See Also - 1999 Comments received electronically are available Federal Register version (64 FR 43556)
34-41644	July 23, 1999	S7-18-99	Exemption of the Securities of the Republic of Portugal Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities *Comments Due:* thirty days after publication in the Federal Register Federal Register version (64 FR 41056)
34-41442, 34-44227	May 25, 1999	57-17-99	Recordkeeping Requirements for Transfer Agents *Comments Due:* July 2, 1999 View Received Comments See Also - 1999 Comments received electronically are available Federal Register version (64 FR 29608)
34-41442, 34-44227	May 25, 1999	57-17-99	Recordkeeping Requirements for Transfer Agents *Comments Due:* July 2, 1999 View Received Comments See Also - 1999 Comments received electronically are available Federal Register version (64 FR 29608)
34-41204, 34-42892	May 11, 1999	S7-11-99	Revised Transfer Agent Form and Related Rule *Comments Due:* 45 days after date of publication in the Federal Register View Received Comments See Also - 45 days after date of publication in the Federal Register Comments received electronically are available Federal Register version (64 FR 15310)
34-41204, 34-42892	May 11, 1999	S7-11-99	Revised Transfer Agent Form and Related Rule *Comments Due:* 45 days after date of publication in the Federal Register View Received Comments See Also - 45 days after date of publication in the Federal Register Comments received electronically are available Federal Register version (64 FR 15310)
34-41351	April 30, 1999	S7-16-99	Broker-Dealer Registration and Reporting *Comments Due:* May 30, 1999 View Received Comments See Also - 3441351a.txt, 1999 Comments received electronically are available Federal Register version (64 FR 25153)
IC-23815	April 30, 1999	S7-15-99	Custody of Investment Company Assets Outside the United States *Comments Due:* July 15, 1999 View Received Comments See Also - 1999 Comments received electronically are available Federal Register version (64 FR 24489)
34-41288	April 14, 1999	S7-14-99	Amendments to the Commission's Freedom of Information Act, Privacy Act, and Confidential Treatment Rules *Comments Due:* 60 days after publication in the Federal Register View Received Comments See Also - 60 days after publication in the Federal Register Comments received electronically are available Federal Register version (64 FR 19732)
34-41261	April 8, 1999	S7-5-99	Publication or Submission of Quotations Without Specified Information *Comments Due:* May 8, 1999 View Received Comments Federal Register version (64 FR 18393)
33-7659	March 24, 1999	S7-30-98	The Regulation of Securities Offerings *Comments Due:* June 30, 1999 Federal Register version (64 FR 15143)
33-7659	March 24, 1999	S7-30-98	The Regulation of Securities Offerings *Comments Due:* June 30, 1999 View Received Comments Federal Register version (64 FR 15143)
33-7656, 33-7860	March 19, 1999	S7-10-99	Offer and Sale of Securities to Canadian Tax-Deferred Retirement Savings Accounts *Comments Due:* May 28, 1999 View Received Comments See Also - 1999 Comments received electronically are available Federal Register version (64 FR 18481)
33-7656, 33-7860	March 19, 1999	S7-10-99	Offer and Sale of Securities to Canadian Tax-Deferred Retirement Savings Accounts *Comments Due:* May 28, 1999 View Received Comments See Also - 1999 Comments received electronically are available Federal Register version (64 FR 18481)
33-7653	March 10, 1999	S7-9-99	Rulemaking for EDGAR System *Comments Due:* April 15, 1999 View Received Comments See Also - 1999 Comments received electronically are available Federal Register version (64 FR 12908)
34-41142	March 8, 1999	S7-8-99	Operational Capability Requirements of Registered Broker-Dealers and Transfer Agents and Year 2000 Compliance *Comments Due:* 30 days after publication in Federal Register View Received Comments See Also - 30 days after publication in Federal Register Comments received electronically are available Federal Register version (64 FR 12127)
34-41110, 34-41261	March 2, 1999	S7-5-99	Publication or Submission of Quotations Without Specified Information *Comments Due:* 30 days after publication in Federal Register View Received Comments See Also - 30 days after publication in Federal Register Comments received electronically are available
34-41110, 34-41261	March 2, 1999	S7-5-99	Publication or Submission of Quotations Without Specified Information *Comments Due:* 30 days after publication in Federal Register View Received Comments See Also - 30 days after publication in Federal Register Comments received electronically are available
33-7649, 33-7878	March 1, 1999	S7-7-99	Financial Statements and Periodic Reports for Related Issuers and Guarantors *Comments Due:* May 4, 1999 View Received Comments See Also - 1999 Comments received electronically are available Federal Register version (64 FR 10579)
33-7649, 33-7878	March 1, 1999	S7-7-99	Financial Statements and Periodic Reports for Related Issuers and Guarantors *Comments Due:* May 4, 1999 View Received Comments See Also - 1999 Comments received electronically are available Federal Register version (64 FR 10579)
33-7647	Feb. 26, 1999	S7-2-98	Registration of Securities on Form S-8 *Comments Due:* May 7, 1999 Federal Register version (64 FR 11118)
33-7637, 34-41936	Feb. 2, 1999	S7-3-99	International Disclosure Standards *Comments Due:* April 12, 1999 View Received Comments See Also - 1999 Comments received electronically are available Federal Register version (64 FR 6261)
33-7637, 34-41936	Feb. 2, 1999	S7-3-99	International Disclosure Standards *Comments Due:* April 12, 1999 View Received Comments See Also - 1999 Comments received electronically are available Federal Register version (64 FR 6261)
IA-1787, IA-1794	Feb. 2, 1999	S7-2-99	Transition Rule for Ohio Investment Advisers *Comments Due:* March 8, 1999 View Received Comments See Also - 1999 Comments received electronically are available Federal Register version (64 FR 5722)
IA-1787, IA-1794	Feb. 2, 1999	S7-2-99	Transition Rule for Ohio Investment Advisers *Comments Due:* March 8, 1999 View Received Comments See Also - 1999 Comments received electronically are available Federal Register version (64 FR 5722)
IC-23588, IC-23786	Dec. 4, 1998	S7-31-98	Deregistration of Certain Registered Investment Companies *Comments Due:* February 5, 1999 See Also - 23588f.pdf Federal Register version (63 FR 69236)
IC-23588, IC-23786	Dec. 4, 1998	S7-31-98	Deregistration of Certain Registered Investment Companies *Comments Due:* February 5, 1999 See Also - 23588f.pdf Federal Register version (63 FR 69236)
33-7606A	Nov. 13, 1998	S7-30-98	The Regulation of Securities Offerings *Comments Due:* April 5, 1999 View Received Comments See Also - 337606a1.txt, 337606a2.txt, and 337606a3.txt, 1999 Comments received electronically are available Federal Register version (63 FR 67174) Note: Comments deadline extended to June 30, 1999; see Rel. No. 33-7659 .
33-7611	Nov. 13, 1998	S7-29-98	Cross-Border Tender Offers, Business Combinations and Rights Offerings *Comments Due:* 60 days after publication in Federal Register View Received Comments See Also - 60 days after publication in Federal Register Comments received electronically are available Federal Register version (63 FR 69136)
34-40643	Nov. 5, 1998	S7-26-98	Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934 *Comments Due:* extended to December 9, 1998 Federal Register version (63 FR 63222)
34-40643	Nov. 5, 1998	S7-26-98	Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934 *Comments Due:* extended to December 9, 1998 View Received Comments Federal Register version (63 FR 63222)
33-7607, 33-7760	Nov. 3, 1998	S7-28-98	Regulation of Takeovers and Security Holder Communications *Comments Due:* April 5, 1999 View Received Comments See Also - 33-7607a.htm, 33-7607b.htm, 33-7607a, 33-7607b, 1999 Comments received electronically are available Federal Register version (63 FR 67331)
33-7607, 33-7760	Nov. 3, 1998	S7-28-98	Regulation of Takeovers and Security Holder Communications *Comments Due:* April 5, 1999 View Received Comments See Also - 33-7607a.htm, 33-7607b.htm, 33-7607a, 33-7607b, 1999 Comments received electronically are available Federal Register version (63 FR 67331)
34-40617	Oct. 29, 1998	S7-27-98	Purchases of Certain Equity Securities by the Issuer and Others *Comments Due:* 30 days after publication in Federal Register View Received Comments See Also - 30 days after publication in Federal Register Comments received electronically are available Federal Register version (63 FR 59911)
34-40518	Oct. 2, 1998	S7-26-98	Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934 *Comments Due:* November 9, 1998 View Received Comments See Also - 1998 Comments received electronically are available Federal Register version (63 FR 54404) Note: Comments deadline extended to December 9, 1998; see Rel. No. 34-40643, above (#s72698a) .
34-40518	Oct. 2, 1998	S7-26-98	Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934 *Comments Due:* November 9, 1998 View Received Comments See Also - 1998 Comments received electronically are available Federal Register version (63 FR 54404) Note: Comments deadline extended to December 9, 1998; see Rel. No. 34-40643, above (#s72698a) .
34-40386	Aug. 31, 1998	S7-25-98	Processing of Reorganization Events, Tender Offers, and Exchange Offers *Comments Due:* 60 days after publication in Federal Register View Received Comments See Also - 60 days after publication in Federal Register Comments received electronically are available Federal Register version (63 FR 47209)
34-40364	Aug. 26, 1998	S7-23-98	Rules of Practice *Comments Due:* 30 days after publication in the Federal Register Federal Register version (63 FR 46716)
34-40260	July 24, 1998	4-208	Intermarket Trading System ("ITS') Plan; Proposed Amendments to Expand the ITS/Computer Assisted Execution System Linkage to all Listed Securities and to Eliminate the Unanimous Vote Provision *Comments Due:* 30 days after publication in the Federal Register View Received Comments See Also - 30 days after publication in the Federal Register Comments received electronically are available Federal Register version (63 FR 40748)
IC-23325, IC-24177	July 22, 1998	S7-22-98	Temporary Exemption for Certain Investment Advisers *Comments Due:* September 30, 1998 View Received Comments See Also - 1998 Comments received electronically are available Federal Register version (63 FR 40231)
IC-23325, IC-24177	July 22, 1998	S7-22-98	Temporary Exemption for Certain Investment Advisers *Comments Due:* September 30, 1998 View Received Comments See Also - 1998 Comments received electronically are available Federal Register version (63 FR 40231)
33-7555	July 15, 1998	S7-16-98	Proposed Amendment to Rule 102(e) of the Commission's Rules of Practice *Comments Due:* extended to August 20, 1998 View Received Comments See Also - 1998 Comments received electronically are available Federal Register version (63 FR 39054)
33-7555	July 15, 1998	S7-16-98	Proposed Amendment to Rule 102(e) of the Commission's Rules of Practice *Comments Due:* extended to August 20, 1998 View Received Comments See Also - 1998 Comments received electronically are available Federal Register version (63 FR 39054)
34-40204	July 15, 1998	4-208	Proposed Rulemaking Pursuant to Section 11A of the Securities Exchange Act of 1934 to Amend the Intermarket Trading System ("ITS') Plan To Link the PCX Application of the OptiMark System to the ITS System *Comments Due:* 30 days after publication in the Federal Register View Received Comments See Also - 30 days after publication in the Federal Register Comments received electronically are available Federal Register version (63 FR 39306)
34-40165, 34-40163	July 2, 1998	S7-8-98	Year 2000 Readiness Reports To Be Made by Certain Transfer Agents *Comments Due:* August 12, 1998 View Received Comments See Also - 1998 release Comments received electronically are available Federal Register version (63 FR 37710)
34-40164	July 2, 1998	S7-7-98	Reports To Be Made by Certain Brokers and Dealers *Comments Due:* August 12, 1998 View Received Comments See Also - 1998 release Comments received electronically are available Federal Register version (63 FR 37709)
34-40165, 34-40163	July 2, 1998	S7-8-98	Year 2000 Readiness Reports To Be Made by Certain Transfer Agents *Comments Due:* August 12, 1998 View Received Comments See Also - 1998 release Comments received electronically are available Federal Register version (63 FR 37710)
IA-1728, IA-1769	June 30, 1998	S7-20-98	Investment Adviser Year 2000 Reports *Comments Due:* August 10, 1998 View Received Comments See Also - 1998 Comments received electronically are available Federal Register version (63 FR 36632)
IA-1728, IA-1769	June 30, 1998	S7-20-98	Investment Adviser Year 2000 Reports *Comments Due:* August 10, 1998 View Received Comments See Also - 1998 Comments received electronically are available Federal Register version (63 FR 36632)
33-7550, 33-8049	June 25, 1998	S7-19-98	Options Disclosure Document *Comments Due:* July 31, 1998 Federal Register version (63 FR 36136)
33-7550, 33-8049	June 25, 1998	S7-19-98	Options Disclosure Document *Comments Due:* July 31, 1998 Federal Register version (63 FR 36136)
34-40129	June 25, 1998	S7-18-98	Amendment to Rule 9b-1 Under the Securities Exchange Act Relating to the Options Disclosure Document *Comments Due:* July 31, 1998 Federal Register version (63 FR 36138)
33-7549, 33-7620	June 25, 1998	S7-17-98	Segment Reporting *Comments Due:* July 31, 1998 View Received Comments See Also - 1998 Comments received electronically are available Federal Register version (63 FR 35886)
33-7549, 33-7620	June 25, 1998	S7-17-98	Segment Reporting *Comments Due:* July 31, 1998 View Received Comments See Also - 1998 Comments received electronically are available Federal Register version (63 FR 35886)
34-40089	June 12, 1998	S7-16-98	Proposed Amendment to Rule 102(e) of the Commission's Rules of Practice *Comments Due:* July 20, 1998 View Received Comments See Also - 1998 Comments received electronically are available Federal Register version (63 FR 33305) Note: Comments deadline extended to August 20, 1998; see Rel. No. 33-7555, above (#s71698a) .
34-40077, 34-41116	June 8, 1998	S7-15-98	Exemption of the Securities of the Kingdom of Belgium Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities *Comments Due:* July 15, 1998 Federal Register version (63 FR 32628)
34-40077, 34-41116	June 8, 1998	S7-15-98	Exemption of the Securities of the Kingdom of Belgium Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities *Comments Due:* July 15, 1998 Federal Register version (63 FR 32628)
33-7541, 33-7644	May 21, 1998		Revision of Rule 504 of Regulation D, the "Seed Capital' Exemption *Comments Due:* 60 days after publication in the Federal Register View Received Comments See Also - 60 days after publication in the Federal Register Comments received electronically are available Federal Register version (63 FR 29168)
33-7541, 33-7644	May 21, 1998		Revision of Rule 504 of Regulation D, the "Seed Capital' Exemption *Comments Due:* 60 days after publication in the Federal Register View Received Comments See Also - 60 days after publication in the Federal Register Comments received electronically are available Federal Register version (63 FR 29168)
34-39884, 34-40760	April 17, 1998	S7-12-98	Regulation of Exchanges and Alternative Trading Systems *Comments Due:* 90 days after publication in the Federal Register View Received Comments See Also - 90 days after publication in the Federal Register Comments received electronically are available Federal Register version (63 FR 29301) Note: This is a PDF file
34-39885	April 17, 1998	S7-13-98	Proposed Amendment to Rule 19b-4, Under the Securities Exchange Act of 1934, That Would Deem the Listing and Trading of New Derivative Securities Products by Self-Regulatory Organizations To Not Be Proposed Rule Changes *Comments Due:* 30 days after publication in the Federal Register Federal Register version (63 FR 23584) Note: This is a PDF file
34-39885	April 17, 1998	S7-13-98	Proposed Amendment to Rule 19b-4, Under the Securities Exchange Act of 1934, That Would Deem the Listing and Trading of New Derivative Securities Products by Self-Regulatory Organizations To Not Be Proposed Rule Changes *Comments Due:* 30 days after publication in the Federal Register Federal Register version (63 FR 23584) Note: This is a PDF file
34-39884, 34-40760	April 17, 1998	S7-12-98	Regulation of Exchanges and Alternative Trading Systems *Comments Due:* 90 days after publication in the Federal Register View Received Comments See Also - 90 days after publication in the Federal Register Comments received electronically are available Federal Register version (63 FR 29301) Note: This is a PDF file