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Comments on Proposed Rule:
The Regulation of Securities Offerings

(Release No. 33-7606A; S7-30-98)

  • Comments of Joseph A. Grundfest, Professor of Law and Business, Stanford Law School, et al, October 8, 1999. (File name: grundfe1.htm)

  • Comments of Stanley Keller, Chair, Federal Regulation of Securities Committee and John J. Huber, Chair, Subcommittee on Securities Registration, Section of Business Law of the American Bar Association, September 28, 1999. (File name: keller1.htm)

  • Comments of Sixty Individual Lawyers, September 14, 1999. (File name: 60attys.htm)

  • Comments of Latham & Watkins, September 9, 1999. (File name: latham1.htm)

  • Comments of Tony M. Edwards, Senior Vice President and General Counsel, National Association of Real Estate Investment Trusts, August 13, 1999. (File name: edwards1.htm)

  • Comments of Guy P. Lander, Chairman of the Committee on Security Regulations, Business Law Section, New York State Bar Association, July 30, 1999. Revised August 6, 1999. (File name: lander1.htm)

  • Comments of John H. Phillips, Vice President and General Counsel, Clearnet Communications Inc., July 29, 1999. (File name: phillip1.htm)

  • Comments of Jeffrey S. Werner, Senior Vice President - Corporate Treasury and Global Funding Operation, General Electric Capital Corporation. July 15, 1999. (File name: werner1.htm)

  • Comments of Susan Koski-Grafer, Vice President Professional Development and Technical Activities, Committee on Corporate Reporting of the Financial Executives Institute, July 2, 1999. (File name: feiccr1.htm)

  • Comments of Goldman, Sachs & Co., June 30, 1999. (File name: jossely1.htm)

  • Comments of Cynthia Haynes, Corporate Counsel and Assistant Secretary, Texas Instruments Incorporated, June 30, 1999. (File name: haynes1.htm)

  • Comments of Patrick S. McGurn, Vice President, Director of Corporate Programs Institutional Shareholder Services, a Thomson Financial Company, June 30, 1999. (File name: mcgurn1.htm)

  • Comments of Howard Lewis III, Vice President, National Association of Manufacturers, June 30, 1999. (File name: lewis2.htm)

  • Comments of Linda L. Rittenhouse Vice President, Advocacy, Legislative & Regulatory Affairs,Association for Investment Management and Research, June 30, 1999. (File name: ritten1.htm)

  • Comments of Mortgage Bankers Association of America, June 30, 1999. (File name: wares1.htm)

  • Comments of Richard S. Dangerfield, Vice President and Associate General Counsel, Charles Schwab & Co., Inc., June 30, 1999. (File name: dangerf1.htm)

  • Comments of Cleary, Gottlieb, Steen & Hamilton, June 30, 1999. (File name: cleary1.htm)

  • Comments of Carlos M. Morales, Senior Vice President, General Counsel Corporate & Institutional Client Group, Merrill Lynch & Co., Inc., June 30, 1999. (File name: morales1.htm)

  • Comments of Stephen E. Roth and Kimberly J. Smith, Committee of Annuity Insurers, June 30, 1999. (File name: roth1.htm)

  • Comments of Alan R. Palmiter, Professor of Law, Wake Forest University School of Law, June 30, 1999. (File name: palmite1.htm)

  • Comments of Steven K. Covey, Corporate Secretary, Navistar International Corp., June 30, 1999. (File name: covey1.htm)

  • Comments of Richard Starr, Vice Chairman, Corporate and Securities Law Committee, American Corporate Counsel Association, June 30, 1999. (File name: starr1.htm)

  • Comments of Kevin M. Kuzio, Vice President, KDP Investment Advisors, Inc., June 30, 1999. (File name: kuzio1.htm)

  • Comments of James P. Shanahan, Senior Compliance Officer, The CIT Group, Inc., June 30, 1999. (File name: shanaha1.htm)

  • Comments of Gregory H. Mathews, Chair, Business Law Section, Merritt M. Cole, Chair, Securities Regulation Committee, and John B. Wright, II, Chair, Aircraft Carrier and M&A Release, Philadelphia Bar Association, June 30, 1999. (File name: blspba1.htm)

  • Comments of Ronald M. Dykes, Executive Vice President and Chief Financial Officer, BellSouth Corp., June 30, 1999. (File name: dykes1.txt)

  • Comments of Emilia Fazzalari, Bloomberg L.P., June 30, 1999. (File name: fazzala1.htm)

  • Comments of Peter C. Hildreth, President, NASAA, June 30, 1999. (File name: hildret1.htm)

  • Comments of Joan Guggenheimer, Managing Director and General Counsel of Citigroup Global Corporate and Investment Bank, Salomon Smith Barney/Citibank, June 30, 1999. (File name: guggenh1.htm)

  • Comments of Teresa R. Farley and David A. Marple, Residential Funding Corp., June 30, 1999. (File name: farley1.htm)

  • Comments of Margaret M. Foran, Chair, Securities Law Committee, and Marilyn Mooney, Chair, Aircraft Carrier Release Task Force, American Society of Corporate Secretaries, June 30, 1999. (File name: foran1.htm)

  • Comments of on behalf of R.R. Donnelley & Sons Company and R.R. Donnelley Financial by Wilmer, Cutler & Pickering, June 30, 1999. (File name: donnell1.htm)

  • Comments of Business Roundtable, June 30, 1999. (File name: bround1.htm)

  • Comments of Rachel F. Robbins, Managing Director and General Counsel, J.P. Morgan Co., Inc., June 30, 1999. (File name: robbins1.htm)

  • Comments of John M. Liftin, Chair, Federal Regulation of Securities Committee, Stanley Keller, Vice-Chair, Federal Regulation of Securities Committee, John J. Huber, Chair, Subcommittee on 1933 Act - General, June 29, 1999. (File name: liftin1.htm)

  • Comments of John H. McGuckin, Jr., Executive Vice President and General Counsel, Unionbancal Corp., June 29, 1999. (File name: mcgucki1.htm)

  • Comments of Ann Yvonne Walker, National Venture Capital Association, June 29, 1999. (File name: walker1.htm)

  • Comments of Stephen A. Wakefield, Senior Vice President and General Counsel, Southern Company, June 29, 1999. (File name: wakefie1.htm)

  • Comments of Robert M. Lam, Chairman, Pennsylvania Securities Commission, June 29, 1999. (File name: lam1.htm)

  • Comments of David M. Hayes, Senior Vice President, and Peter J. O'Neill, Senior Vice President, Agway, Inc., June 24, 1999. (File name: hayes1.htm)

  • Comments of John G. Gaine, President, Managed Funds Association, June 23, 1999. (File name: gaine1.htm)

  • Comments of Cary Klafter, Director of Corporate Affairs and Senior Counsel, Legal Department, Intel Corporation, June 17, 1999. (File name: klafter1.htm)

  • Comments of Ernst and Young, Washington, D.C., June 15, 1999. (File name: blanken1.htm)

  • Comments of The New York State Society of Certified Public Accountants, June 10, 1999. (File name: waxman1.txt)

  • Comments of Sullivan & Cromwell, June 10, 1999. (File name: bostelm1.htm)

  • Comments of Chester L. Fisher III, Chairman, ACIC Task Force on the Aircraft Carrier Release, May 30, 1999. (File name: fisher1.htm)

  • Comments of Timothy Miles, May 20, 1999. (File name: miles1.txt)

  • Comments of Securities Industry Association: "An Analysis of the Economic Impact of Timing Delays Contained in the 'Aircraft Carrier' Proposal" by Edwin T. Burton and Lawrence E. Kochard, University of Virginia, May 15, 1999. (File name: burton1.pdf)

  • Comments of Lee B. Spencer, Jr., Chairman, SIA Federal Regulation Committee, et al., May 12, 1999. (File name: spencer1.htm)

  • Comments of John W. Prosser, Jr., Senior Vice President and Chief Financial Officer, Jacobs Engineering Group Inc., Pasadena, Calif., April 23, 1999. (File name: prosser1.htm)

  • Comments of Allison Bennington, Senior Equities Counsel, BancBoston Robertson Stephens Inc., April 7, 1999. (File name: benningt1.htm)

  • Comments of Don D. Jennings, Chief Financial Officer, Frankfort First Bancorp, Inc., April 7, 1999. (File name: jenning1.txt)

  • Comments of James A Salisbury, CFO, WesterFed Financial Corp., April 7, 1999. (File name: salisbu1.txt)

  • Comments of Betsy Grimm, April 6, 1999. (File name: grimm1.txt)

  • Comments of Rick B. Colberg, Sr.V.P. & CFO, First Northern Capital Corp., April 6, 1999. (File name: colberg1.txt)

  • Comments of T. Benjamin Marsho, VP/Comptroller, First National Bank of West Chester, April 6, 1999. (File name: marsho1.txt)

  • Comments of Richard C. Laubach, President/CEO, Security of Pennsylvania Financial Corp., April 6, 1999. (File name: laubach1.txt)

  • Comments of Gerald S. Backman, Chair of "Aircraft Carrier" Task Force, Association of the Bar of the City of New York, et al., April 5, 1999. (File name: backman1.htm)

  • Comments of Stephen J. Dolmatch, Group Vice President, General Counsel, and Secretary, ChaseMellon Shareholder Services, Ridgefield Park, N.J., March 23, 1999. (File name: dolmatc1.htm)

  • Comments of Michael D. Allison, Chairman, International Business Research (U.S.A.) Inc., March 16, 1999. (File name: allison1.htm)

  • Comments of Dana T. Ackerly II, On behalf of Association of Publicly Traded Companies and National Venture Capital Association, March 16, 1999. (File name: ackerly1.htm)

  • Comments of Friends of the Earth - US, Washington, DC and Good Neighbor Project, Waverly, Mass., December 14, 1998. (File name: lewis1.htm)

  • Comments of M. Burnett, New York, NY, November 24, 1998. (File name: burnett1.txt)

Modified: 06/11/2008