Comments on Proposed Rule:
Operational Capability Requirements of Registered Broker-Dealers and Transfer Agents and Year 2000 Compliance
(Release No. 34-41142; File No. S7-8-99)
- Comments of Greg Smith, February 8, 2000. (File name: smith1.txt)
- Comments of anonymous, June 30, 1999. (File name: anon781.txt)
- Comments of Dale W. Way, Chairman, IEEE, Technical Activities Board, Year 2000 Technical Information Focus Group, June 26, 1999. (File name: ieee1.htm)
- Comments of William Langenwalter, Virginia Beach, Va. May 6, 1999. (File name: langenw1.txt)
- Comments of Kevin P. Biber, President, Greentree Investment Services, Inc., April 27,1999. (File name: biber1.txt)
- Comments of Jules Moskowitz, Vice President and Counsel, DST Systems, Inc., April 15, 1999.
(File name: moskowi1.htm)
- Comments of Roderick R. Scribner, President, Gramercy Securities, Inc., April 12, 1999.
(File name: scribne1.txt)
- Comments of Howard Spindel, Managing Director, April 12, 1999.
(File name: spindel1.htm)
- Comments of Jon L. Mosle, General Counsel,HBK Finance L.P. and HBK Securities Ltd., April 12, 1999.
(File name: mosle1.txt)
- Comments of Richard W. Hunt, CEO of Network 1 Financial Securities, Inc., April 12, 1999.
(File name: hunt1.txt)
- Comments of Dick Lam, President & CEO, Lam Securities Investment, Inc., April 12, 1999.
(File name: lam1.txt)
- Comments of Lee B. Spencer, Jr., Chairman, Federal Regulation Committee, Securities Industry Association, et al., April 12, 1999.
(File name: spencer1.txt)
- Comments of Mary Jo Rump, Y2K Project Manager, Securities America, Inc., April 12, 1999. (File name: rump1.txt)
- Comments of David J. Campbell, Senior Vice President, Pershing Division of Donaldson, Lufkin & Jenrette Securities Corp., April 12, 1999. (File name: campbel1.htm)
- Comments of Dan McEwan, April 6, 1999. (File name: mcewan1.txt)
- Comments of Paul Henning, April 6, 1999. (File name: henning1.txt)
- Comments of J. Patrick Calby, April 6, 1999. (File name: calby1.txt)
- Comments of Jack Rubens, President, Monroe Securities Inc.
April 1, 1999. (File name: rubens1.txt)
- Comments of Scott L. Fagin, Chief Compliance Officer,The Jeffrey Matthews Financial Group, LLC, March 30, 1999. (File name: fagin1.txt)
- Comments of John C Downing, H M Payson & Co., March 30, 1999.
(File name: downing1.txt)
- Comments of Dan Jamieson, Huntington Beach, Calif., March 23, 1999. (File name: jamieso1.htm)
- Comments of Daniel H. Kolber, General Counsel, Intellivest Securities, Inc., March 22, 1999. (File name: kolber1.txt)
- Comments of Donald W. Gendron, Principal, Goffstown Financial Investments. March 19, 1999. (File name: gendron1.txt)
- Comments of Thomas J. Lonergan, President, US Particpations, Ltd.. March 19, 1999. (File name: lonerga1.txt)