Comments on Proposed Rule: Disclosure of Order Routing and Execution Practices

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Date Received
Date Letter Type Commenter Name
Public Comment M. J. Beem
Public Comment Saul Mendoza, Student, University Northern Colorado, Greeley, CO
Public Comment Michael T. Dorsey, Senior Vice President and General Counsel, Knight Trading Group, Inc.
Public Comment Kimberly Van Maanen
Public Comment Robert C. Gasser, Managing Director, J.P. Morgan Securities Inc.
Public Comment Roger D. Blanc, Willkie, Farr and Gallagher, New York, NY.
Public Comment William O'Brien, Senior Vice President and General Counsel, The BRUT ECN, LLC
Public Comment Shannon Elarton, Lamar, CO.
Public Comment Richard Brueckner, Chief Operating Officer, Pershing Division of Donaldson, Lufkin and Jenrette Securities Corp.
Public Comment Brad Jones
Public Comment Cameron Smith, General Counsel, Island ECN, Inc.
Public Comment Mark B. Sutton, Chairman, Market Structure Committee, Securities Industry Association
Public Comment Edward J. Nicoll, Chairman and Chief Executive Officer, Datek Online Holdings Corp.
Public Comment Jeffrey T. Brown, Vice President, Regulation and General Counsel, Cincinnati Stock Exchange
Public Comment Robin Roger, Managing Director and Counsel, Morgan Stanley Dean Witter and Co.
Public Comment Alan R. Shapiro, President and Chief Executive Officer, Transaction Auditing Group, Inc.
Public Comment Deborah A. Lamb, Chair, Advocacy Advisory Committee, Association for Investment Management and Research
Public Comment Lanny A. Schwartz, Executive Vice President and General Counsel
Public Comment Meng-yuan Wang, Executive Director of EMM, UBS Warburg, Stamford, Conn.
Public Comment Thomas Peterffy, Chairman, Interactive Brokers, The Timber Hill Group
Public Comment Ruben Bermudez
Public Comment Robert L. Phillips
Public Comment Steven A. Chmielewski, General Counsel, Jones & Associates, Inc.
Public Comment Andrew A. Davis, Chairman & CEO, The Rock Island Company, and William R. Surman, Senior Vice President - Equity Trading, Rock Island Securities, Inc., Chicago, Ill.
Public Comment Junius W. Peake, Professor of Finance, Kenneth W. Monfort College of Business, Greeley, Colo.
Public Comment Chris Delzio, Harrison, N.Y.
Public Comment Robert S. White
Public Comment Gary L. McFarland, Goleta, Calif.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-16-00
Release Number
34-43084
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