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Comments on Proposed Rule: Changes of Self-Regulatory Organizations

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Date Sort descending	Letter Type	Commenter Name
Dec. 4, 2001	Public Comment	James H. Lee, Chairman and President, Eletronic Traders Association
April 11, 2001	Public Comment	Edward J. Joyce, The Chicago Board Options Exchange
April 11, 2001	Public Comment	Wendy L. Gramm, Director, Regulatory Studies Program, Mercatus Center, George Mason University
April 10, 2001	Public Comment	Carl Wilkerson, American Council of Life Insurers Additional Files: Exhibit 1 (104.12 KB) Exhibit 2 (1.51 MB) Exhibit 3 (1.44 MB) Exhibit 4 (1.18 MB)
April 6, 2001	Public Comment	Christopher R. Franke, Chairman, Self-Regulatory & Supervisory Practices Committee; Joseph Polizzotto, Chairman, Federal Regulation Committee; Peter C. Cohan, Chairman, Trading Committee; Michael Stone, President, Compliance and Legal Division; Securities Industry Association
April 6, 2001	Public Comment	Craig Tyle, General Counsel, The Investment Company Institute
April 6, 2001	Public Comment	Meyer S. Frucher, Philadelphia Stock Exchange
April 5, 2001	Public Comment	James J. Angel, Ph.D., Associate Professor of Finance, McDonough School of Business, Georgetown University, Washington, D.C.
April 5, 2001	Public Comment	Kevin M. Foley, Bloomberg Tradebook LLC
April 4, 2001	Public Comment	George Brunelle

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-03-01

Release Number

34-43860

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