Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Provide Written Explanations in Arbitration Awards Upon the Request of Customers, or of Associated Persons in Industry Controversies

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Date Received
Date Letter Type Commenter Name
Public Comment Thomas A. Vivenzio
Public Comment W.R. Bohon
Public Comment Anthony E. Valkosak
Public Comment Emily McCormick
Public Comment Glenn J. Church, Glenn J. Church, Ltd.
Public Comment Hilda Kesten
Public Comment Nancy E. Dufty
Public Comment Terry and Celeste Brown
Public Comment Costas Treantas
Public Comment Edwin J. Scharff
Public Comment Perry A. Newcomb
Public Comment William Shelley
Public Comment Bronia Bronkesh
Public Comment Cecilia Kreplok
Public Comment Charles Ashcraft
Public Comment Donald Wills
Public Comment Hugh C. Osborn
Public Comment Joanne Clark
Public Comment Joseph D. Burruano
Public Comment Randy S. Poness
Public Comment Sidney Fisken
Public Comment Aland Bayly
Public Comment Ambrosio Quirolgico
Public Comment Bryce E. Tharp
Public Comment Edward J. Biegler
Public Comment Edward M. Harvey
Public Comment Gail A. Funderburk
Public Comment Greg McMurray
Public Comment Joseph N. Uses
Public Comment Lelon E. Lewis

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-032
Release Number
34-52009
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