Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Provide Written Explanations in Arbitration Awards Upon the Request of Customers, or of Associated Persons in Industry Controversies

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Date Received
Date Letter Type Commenter Name
Public Comment Donald A. Purcell
Public Comment Robert R. Stoolhoff
Public Comment Lynn W. Lisella
Public Comment William D. Adams
Public Comment David W. Levinson
Public Comment William Nolele
Public Comment Lawrence W. Blickhan
Public Comment Norman Blonder
Public Comment Robert L. Mott
Public Comment William R. Penland
Public Comment Anthony T. Zaffiro
Public Comment Marie W. Hayes
Public Comment Aaron Rosenstadt
Public Comment Clifford E. Purvis
Public Comment Hugh Tuck Schulhof
Public Comment James A. Holcomb, Lucas, Holcomb & Medrea LLP
Public Comment James J. Zehendner
Public Comment Jimmie Jackson
Public Comment Jules Traighten
Public Comment Lloyd Newton
Public Comment Marian L. Day
Public Comment Marie W. Hayes
Public Comment Mark T. Szlaga
Public Comment Marlene Warner
Public Comment Natale Falanga
Public Comment Nicholas Wassil
Public Comment Raymond Tarwid
Public Comment Robert E. LaBelle
Public Comment Robert W. Goduti
Public Comment Sandra Wertheim Sterling

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-032
Release Number
34-52009
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