Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Provide Written Explanations in Arbitration Awards Upon the Request of Customers, or of Associated Persons in Industry Controversies

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment N.A. Hood
Public Comment Patricia C. Vacca
Public Comment Peter S. Gold
Public Comment Peter Schmidt
Public Comment Alyse Gutter
Public Comment Brigid Buchanan
Public Comment Dorothy M. Hampson
Public Comment George C. and Ruth L. Rowe
Public Comment Jack Ellison
Public Comment James E. Clark
Public Comment Joan D. Teller
Public Comment Joseph D. Boesl
Public Comment Joseph J. Tkach
Public Comment Leon Harris
Public Comment Marcella S. Meek
Public Comment Marianna H. Riebeesh
Public Comment Mary Lewis Branson
Public Comment Richard C. Kirby
Public Comment Sue Balch
Public Comment Thelma Rher
Public Comment William T. Vickers
Public Comment Beatrice Morris
Public Comment Charles H. Cheever
Public Comment Donald F. Woods
Public Comment Geoffrey R. Sackett
Public Comment Harold Weiss
Public Comment Helen Garritson
Public Comment James A. McKellar Jr.
Public Comment Janet O. Nelson
Public Comment Jeff Stuart

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-032
Release Number
34-52009
How to submit comments