Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto, to Provide Written Explanations in Arbitration Awards Upon the Request of Customers, or of Associated Persons in Industry Controversies

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Date Received
Date Letter Type Commenter Name
Public Comment S. Pollack
Public Comment Samuel Ognibene
Public Comment Thomas Cerchia
Public Comment William Platt
Public Comment Henry S. Tarlian
Public Comment Barry M. Kaplan
Public Comment David R. Smith
Public Comment George F. Boettcher, Jr.
Public Comment Jack Robins
Public Comment Jobino Fernandez
Public Comment John A. Lawrence
Public Comment Phyllis Port
Public Comment Richard M. Holt
Public Comment Robert C. Bates
Public Comment W.H. Lewis
Public Comment Allan Goodrich
Public Comment Phyllis P. and Morton Deitz

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-032
Release Number
34-52009
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