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What’s New page will no longer be updated after September 30, 2021. To stay current on the most recent materials posted to the SEC website, please subscribe to the SEC RSS feeds.

September 27, 2021

This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:

Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
Latest Filings for the most recent company filings.
Previous What’s New Issues
News Digest Archives (1956-2013)

Litigation

Administrative Proceedings

Carlos Javier Moctezuma Velasco (Release Nos. 34-93135, AAER-4259; File No. 3-20601; September 27, 2021)

Ramn Lafarga Btiz (Release Nos. 34-93137, AAER-4261; File No. 3-20603)

Noe Corrales Reyes (Release Nos. 34-93136, AAER-4260; File No. 3-20602)

Ravindranathan Raghunathan, CPA and Craig A. Golding, CPA (Release Nos. 34-93133, AAER-4258; File No. 3-20600)

Xuepeng Xie (Release Nos. 33-10989, 34-93131; File No. 3-20599)

Commission Opinions and Orders

EliteSoft Global Inc. and Capital Access Point 1, Inc. (Release No. 34-93138; File No. 3-19868; September 27, 2021)

Litigation Releases

Star Chain, Inc. and Timur Efe aka Omer Casurluk, Civ. Action (Release No. LR-25225)
Suyun Gu, et al. (Release No. LR-25224;)
Carebourn Capital, L.P., et al. (Release No. LR-25223)

News and Public Statements

Press Releases

Erik Gerding joins Division of Corporation Finance as Deputy Director, Legal and Regulatory Policy (Release No. 2021-197)
SEC Charges Florida Payday Lender and CEO with Affinity Fraud Targeting the Venezuelan-American Community (Release No. 2021-196)
SEC Charges Two Individuals for Wash Trading Scheme Involving Options of "Meme Stocks" (Release No. 2021-195)
SEC Delivers Report to Congress with Recommendations from the 40th Annual Small Business Forum (Release No. 2021-194)

Speeches and Statements

Asset Management Advisory Committee by Commissioner Hester M. Peirce
Remarks at the Meeting of the Asset Management Advisory Committee by Sarah ten Siethoff, Acting Director, Division of Investment Management
Remarks Before the Small Business Capital Formation Advisory Committee Meeting by Commissioner Elad L. Roisman
Remarks at SEC Small Business Capital Formation Advisory Committee Meeting by Commissioner Hester M. Peirce
Prepared Remarks Before the Small Business Capital Formation Advisory Committee by Chair Gary Gensler
Prepared Remarks Before the Asset Management Advisory Committee by Chair Gary Gensler

Regulatory Actions

Investment Company Act Notices and Orders

Optimum Fund Trust, et al. (Release No. IC-34386; File No. 812-15183)
Investment Managers Series Trust and Hamilton Lane Advisors, L.L.C. (Release No. IC-34385; File No. 812-15229)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

CboeEDGA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule (Release No. 34-93130; File No. SR-CboeEDGA-2021-020)
CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule (Release No. 34-93129; File No. SR-CboeEDGX-2021-040)