What’s New on the SEC Website
What’s New page will no longer be updated after September 30, 2021. To stay current on the most recent materials posted to the SEC website, please subscribe to the SEC RSS feeds.
September 24, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Enforcement Investors Claims Funds
Litigation
Administrative Proceedings
- Jonah Engler a/k/a/ Jonah Engler-Silberman (Release No. 34-93126; File No. 3-20598)
- Ivan Acevedo (Release No. 34-93123; File No. 3-20596)
- WPP plc (Release Nos. 34-93117, AAER-4257; File No. 3-20595)
- Michael E. Noble (Release No. 34-93116; File No. 3-20594; September 23, 2021)
- Jin Wan Hong International Holdings Ltd (Release No. 34-93115; File No. 3-20336; September 23, 2021)
- Resolute Capital Partners Ltd, LLC, et al. (Release Nos. 33-10987, 34-93124, IA-5872, IC-34382; File No. 3-20597)
Litigation Releases
- Buttonwood Financial Group, LLC and Jon Michael McGraw (Release No. LR-25222)
- Engler, et al. (Release No. LR-25221)
News and Public Statements
Press Releases
- SEC Charges Two Companies and Their Principals with Misleading Investors in More Than a Dozen Oil and Gas Securities Offerings (Release No. 2021-193)
- SEC Awards Approximately $36 Million to Whistleblower (Release No. 2021-192)
- SEC Charges World's Largest Advertising Group with FCPA Violations (Release No. 2021-191)
Regulatory Actions
Other Commissioner Orders, Notices and Information
- Order Determining Whistleblower Award Claim (Release No.: 34-93118 ; File No.: 2021-96)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Certain Rules to Accommodate the Listing and Trading of Micro FLEX Index Options and to Make Other Clarifying and Non-substantive Changes (Release No. 34-93122; File No. SR-CBOE-2021-041)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date of its Post-Trade Risk Management Tool (Release No. 34-93125; File No. SR-NASDAQ-2021-073)
- NASDAQ: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify Certain Pricing Limitations for Companies Listing in Connection with a Direct Listing Primary Offering (Release No. 34-93119; File No. SR-NASDAQ-2021-045)
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2, BX Options Market- Fees and Rebates (Release No. 34-93121; File No. SR-BX-2021-040); see also Exhibit 5
- NYSE Arca: Order Granting Approval of a Proposed Rule Change to Amend Rule 8.601-E (Active Proxy Portfolio Shares) to Provide for the Use of Custom Baskets (Release No. 34-93120; File No. SR-NYSEArca-2021-64)