What’s New on the SEC Website
What’s New page will no longer be updated after September 30, 2021. To stay current on the most recent materials posted to the SEC website, please subscribe to the SEC RSS feeds.
September 22, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Initial Decisions
- Norman T. Reynolds, Esq. (Release No. ID-1411; File No. 3-20136; Date: Sep. 21, 2021)
ALJ Orders
- Kimberly D. Butler, Prosperity Economics Partners, LLC and Partners for Prosperity, LLC (Release No. AP-6831; File No. 3-20454; September 21, 2021)
Divisions
Division of Corporation Finance
Staff No-Action, Interpretive & Exemptive Letters
Litigation
Administrative Proceedings
- Peter Dichiara (Release Nos. 34-93101, AAER-4256; File No. 3-20591; September 21, 2021)
- Yus International Group, Ltd. (Release No. 34-93099; File No. 3-20590; September 21, 2021)
- Vista International Technologies Inc. (Release No. 34-93096; File No. 3-20589; September 21, 2021)
Commission Opinions and Orders
- Primera Foods Corporation, Rubicon Corp. a/k/a Osprey Holding, Inc. and Super 8 Motels Texas Ltd. (Release No. 34-93104; File No. 3-19651)
Litigation Releases
- Karen Marie Michel (Release No. LR-25215)
Trading Suspensions
- Yus International Group, Ltd. (Release No. 34-93100; September 21, 2021)
See also Order - Vista International Technologies Inc. (Release No. 34-93098; September 21, 2021)
See also Order
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- PGIM Strategic Credit Fund
- Partners Group Private Income Opportunities, LLC.
- Oppenheimer International Small-Mid Co Fund
- Cushing Real Income & Preferred Fund
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- FINRA: Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change to Amend Rule 2165 (Financial Exploitation of Specified Adults) (Release No. 34-93103; File No. SR-FINRA-2021-016)
- OCC: Order Granting Approval of Proposed Rule Change Concerning The Options Clearing Corporation's Governance Arrangements (Release No. 34-93102; File No. SR-OCC-2021-007)