What’s New on the SEC Website
September 14, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Division of Corporation Finance
Staff No-Action, Interpretive & Exemptive Letters
Litigation
Administrative Proceedings
- App Annie Inc. and Bertrand Schmitt (Release No. 34-92975; File No. 3-20549)
- Bnet Media Group, Inc. (Release No. 34-92961; File No. 3-20548; September 13, 2021)
- BlackRidge Technology International, Inc. (Release No. 34-92957; File No. 3-20547; September 13, 2021)
- ARC Group, Inc. (Release No. 34-92949; File No. 3-20544; September 13, 2021)
- Aeon Global Health Corp. (Release No. 34-92947; File No. 3-20540; September 13, 2021)
Litigation Releases
Trading Suspensions
- Bnet Media Group, Inc. (Release No. 34-92962; September 13, 2021)
See also Order - BlackRidge Technology International, Inc. (Release No. 34-92959; September 13, 2021)
See also Order - ARC Group, Inc. (Release No. 34-92950; September 13, 2021)
See also Order - Aeon Global Health Corp. (Release No. 34-92948; September 13, 2021)
See also Order
Regulatory Actions
Investment Company Act Notices and Orders
- Pomona Investment Fund, et al. (Release No. IC-34374; File No. 812-15218)
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility (Release No. 34-92980; File No. SR-BOX-2021-20); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend The Nasdaq Options Market's Pricing Schedule at Options 7, Section 2 (1) (Release No. 34-92974; File No. SR-NASDAQ-2021-069); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook (Release No. 34-92972; File No. SR-BX-2021-039); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Rule 6.7400-E Series (Release No. 34-92982; File No. SR-NYSEArca-2021-80); see also Exhibit 5
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook (Release No. 34-92971; File No. SR-Phlx-2021-54); see also Exhibit 5
- NYSENAT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Rule 6.7400 Series (Release No. 34-92973; File No. SR-NYSENAT-2021-17); see also Exhibit 5
- NYSECHX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Rule 6.7400 Series (Release No. 34-92983; File No. SR-NYSECHX-2021-12); see also Exhibit 5
- NYSEAMERNotice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Rule 7400 Series (Release No. 34-92981; File No. SR-NYSEAMER-2021-38); see also Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.22 to Introduce a Product to be known as "Cboe Premium Exchange Tools" and to Amend its Fee Schedule to Establish a Fee for a User Login that Elects to Subscribe to the Cboe Premium Exchange Tools (Release No. 34-92970; File No. SR-CboeBZX-2021-047); see also Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.22 to Introduce a Product to be known as Cboe Premium Exchange Tools and to Amend its Fee Schedule to Establish a Fee for a User Login that Elects to Subscribe to the Cboe Premium Exchange Tools (Release No. 34-92984; File No. SR-CboeBYX-2021-020); File No. SR-CboeBZX-2021-047); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook (Release No. 34-92972; File No. SR-BX-2021-039; September 14, 2021); see also Exhibit 5
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook (Release No. 34-92971; File No. SR-Phlx-2021-54; September 14, 2021); see also Exhibit 5