What’s New on the SEC Website
September 13, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Arista Financial Corp. (Release No. 34-92956; File No. 3-20546)
- ALCO Stores, Inc. (Release No. 34-92953; File No. 3-20545)
- DBRS, Inc. (Release No. 34-92952; File No. 3-20542)
- Rothschild Investment Corporation (Release No. 34-92951; File No. 3-20541)
- JW Korth & Company L.P., James W. Korth and Holly Macdonald-Korth (Release Nos. 34-92945, IA-5859; File No. 3-20539)
- GTV Media Group, Inc., Saraca Media Group, Inc. and Voice of Guo Media, Inc. ("Release No. 33-10979; File No. 3-20537")
Commission Opinions and Orders
- KJM Securities, Inc. (Release No. 34-92964; File No. 3-19631)
- Cantone Research Inc., Anthony Cantone and Christine Cantone (Release No. 34-92960; File No. 3-18999)
- Mark Feathers (Release No. 34-92955; File No. 3-15755)
- Genoil Inc. and SAMEX Mining Corp. (Release No. 34-92943; File No. 3-19661)
- USA Zhimingde International Group Corp. (Release No. 34-92942; File No. 3-20313)
- YBCC, Inc. (Release No. 34-92941; File No. 3-20314)
News
Press Releases
- SEC Charges Three Media Companies with Illegal Offerings of Stock and Digital Assets (Release No. 2021-175)
Regulatory Actions
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees in BZX Rule 14.13 Applicable to Exchange-Traded Products Listed on the Exchange (Release No. 34-92954; File No. SR-CboeBZX-2021-058;) see also: Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect an Amendment to the Application and Exemptive Order Governing the Following Funds, Shares of which are Listed and Traded on the Exchange under BZX Rule 14.11(m): Fidelity Growth Opportunities ETF, Fidelity Magellan ETF, Fidelity Real Estate Investment ETF, Fidelity Small-Mid Cap Opportunities ETF, Fidelity Blue Chip Value ETF, Fidelity Blue Chip Growth ETF, and Fidelity New Millennium ETF (Release No. 34-92946; File No. SR-CboeBZX-2021-060;)
- CboeEDGA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 13.8 to Introduce a Product to be known as "Cboe Premium Exchange Tools" and to Amend its Fee Schedule to Establish a Fee for a User Login that Elects to Subscribe to the Cboe Premium Exchange Tools (Release No. 34-92965; File No. SR-CboeEDGA-2021-017) see also:
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 13.8 to Introduce a Product to be known as "Cboe Premium Exchange Tools" and to Amend its Fee Schedule to Establish a Fee for a User Login that Elects to Subscribe to the Cboe Premium Exchange Tools (Release No. 34-92963; File No. SR-CboeEDGX-2021-030) see also: Exhibit 5
- NMS: Motion for Stay
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Nuveen Growth Opportunities ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares) (Release No. 34-92958; File No. SR-NYSEArca-2021-77)