What’s New on the SEC Website
September 9, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Orders
- Kimberly D. Butler, Prosperity Economics Partners, LLC and Partners for Prosperity, LLC (Release No. AP-6829; File No. 3-20454)
Litigation
Administrative Proceedings
- Eventure Interactive, Inc. (Release No. 34-92928; File No. 3-20533)
- Elite Performance Holding Corp. (Release No. 34-92927; File No. 3-20532)
Commission Opinions and Orders
- Jeremy Joseph Drake (Release No. IA-5854; File No. 3-19331)
- Consolidated Arbitration Applications (Release No. 34-92923; File Nos. 3-18616, 3-18617, 3-18877, 3-18879, 3-18883, 3-18910, 3-18919, 3-18934, 3-18988, 3-19013, 3-19016, 3-19017, 3-19219, 3-19228, 3-19405, 3-19573, 3-19574, 3-19588, 3-19611, 3-20160, 3-20205)
- Marathon Capital of IIIinois, LLC ("Release No. 34-92920; File No. 3-20484")
- Tri Clean Enterprises Inc. (Release No. 34-92904; File No. 3-20028; September 8, 2021)
- THT Heat Transfer Technology, Inc. (Release No. 34-92903; File No. 3-19921; September 8, 2021)
- Galea Life Sciences, Inc. (Release No. 34-92902; File No. 3-20334; September 8, 2021)
- Gemini Equipment Partners Income Fund VI LP (Release No. 34-92901; File No. 3-20333; September 8, 2021)
- Gemini Equipment Partners Income Fund V (Release No. 34-92900; File No. 3-20332; September 8, 2021)
- LHI Acquisition Corporation (Release No. 34-92899; File No. 3-20049; September 8, 2021)
News and Public Statements
Public Speeches and Statements
- Prepared Remarks Before the Investor Advisory Committee, by Chair Gary Gensler
- Remarks at the Meeting of the Investor Advisory Committee, by Commissioner Elad L. Roisman
- Remarks at Meeting of Investor Advisory Committee, by Commissioner Hester M. Peirce
Regulatory Actions
Investment Company Act Notices and Orders
- High Income Securities Fund (Release No. IC-34373; File No. 812-15230)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Filing of Proposed Rule Change Related to BOX Exchange LLC and BOX Holdings Group LLC Ownership Transfer Transactions (Release No. 34-92926; File No. SR-BOX-2021-19); see also Exhibit 5b, Exhibit 5a
- C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Certain Corrections to the Rules (Release No. 34-92916; File No. SR-C2-2021-013); see also Exhibit 5
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Relating to its Lead Market-Maker Incentive Programs (Release No. 34-92915; File No. SR-CBOE-2021-050); see also Exhibit 5
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.32 in Connection with Participation Entitlements (Release No. 34-92913; File No. SR-CBOE-2021-052); see also Exhibit 5
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.52 in Connection with the Minimum Initial Quote Size Requirement for Market-Makers (Release No. 34-92912; File No. SR-CBOE-2021-051); see also Exhibit 5
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend EDGX Rule 11.1(a)(1) to Begin Accepting Orders at 2:30 a.m. Eastern Time (Release No. 34-92914; File No. SR-CboeEDGX-2021-037); see also Exhibit 5
- ICC: Order Approving Proposed Rule Change Relating to the ICE Clear Credit Operating Agreement and Governance Playbook (Release No. 34-92918; File No. SR-ICC-2021-017)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Expiration Date of the (Release No. 34-92911; File No. SR-NASDAQ-2021-067)
- NASDAQ: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Establish the "Extended Trading Close" and a New "Extended Trading Close" Order Type (Release No. 34-92905; File No. SR-NASDAQ-2021-040)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the (Release No. 34-92907; File No. SR-NYSE-2021-47)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule (Release No. 34-92917; File No. SR-NYSEArca-2021-79); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the (Release No. 34-92909; File No. SR-NYSEArca-2021-76)
- NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the (Release No. 34-92910; File No. SR-NYSEAMER-2021-37)
- NYSENAT: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the (Release No. 34-92908; File No. SR-NYSENAT-2021-16)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Expiration Date of the (Release No. 34-92906; File No. SR-Phlx-2021-49)