What’s New on the SEC Website
September 7, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- David Wagner (Release No. IA-5851; File No. 3-20528)
- Douglas E. Elstun (Release No. IA-5850; File No. 3-20527)
Commission Opinions and Orders
- Airxpanders, Inc. (Release No. 34-92884; File No. 3-20300; September 3, 2021)
- Aedan Financial Corporation (Release No. 34-92881; File No. 3-20299; September 3, 2021)
- MJ Biotech, Inc. (f/k/a Michael James Enterprises, Inc.) (Release No. 34-92880; File No. 3-20297; September 3, 2021)
- Gala Pharmaceutical, Inc. (Release No. 34-92879; File No. 3-20296; September 3, 2021)
Litigation Releases
- Johnny R. Thomas, et al. (Release No. LR-25197)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- ICEEU: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Part EE of its Delivery Procedures. (Release No. 34-92883; File No. SR-ICEEU-2021-016); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Arca Options Deep Market Data Product (Release No. 34-92887; File No. SR-NYSEArca-2021-75)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges (Release No. 34-92882; File No. SR-NYSEArca-2021-74); see also Exhibit 5
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule (Release No. 34-92892; File No. SR-CboeEDGX-2021-038); see also Exhibit 5