What’s New on the SEC Website
September 3, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Direct Lending Investments, LLC (Release No. IA-5846; File No. 3-20525)
- Michael A. Bressman (Release Nos. 34-92875, IA-5845; File No. 3-20524; September 2, 2021)
- NVCN Corporation (Release No. 34-92862; File No. 3-20521; September 2, 2021)
- Frontier Wealth Management, LLC and Shawn Sokolosky (Release Nos. 33-10978, IA-5847, IC-34371; File No. 3-20526)
- The Kraft Heinz Co. and Eduardo Pelleissone (Release Nos. 33-10977, 34-92874, AAER-4248; File No. 3-20523)
Commission Opinions and Orders
- Benjamin Durant, III (Release Nos. 34-92877, IA-5848; File No. 3-20111)
- Freestone Resources, Inc. (Release No. 34-92871; File No. 3-20295; September 2, 2021)
- China Soar Information Technology, Inc. (Release No. 34-92870; File No. 3-20293; September 2, 2021)
- Cerebain Biotech Corp. (Release No. 34-92869; File No. 3-20292; September 2, 2021)
- Alphacom Holdings, Inc. (Release No. 34-92864; File No. 3-20290; September 2, 2021)
Litigation Releases
- Cavco Industries, Inc., Joseph Stegmayer, and Daniel Urness, Robert Scott Parkhurst (Release No. LR-25196)
- Klaus Hofmann (Release No. LR-25195)
Trading Suspensions
- NVCN Corporation (Release No. 34-92863; September 2, 2021)
See also Order
News and Public Statements
Press Releases
- SEC Charges The Kraft Heinz Company and Two Former Executives for Engaging in Years-Long Accounting Scheme (Release No. 2021-173)
Public Statements
- Statement Regarding Information Bundling and Corporate Penalties,by Commissioner Caroline A. Crenshaw
Regulatory Actions
Investment Company Act Notices and Orders
- Mainstay CBRE Global Infrastructure Megatrends Fund, et al. (Release No. IC-34372; File No. 812-15242)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NYSE: Notice of Filing of Proposed Rule Change Proposing to Adopt Listing Standards for Subscription Warrants Issued by a Company Organized Solely for the Purpose of Identifying an Acquisition Target (Release No. 34-92876; File No. SR-NYSE-2021-45); see also Exhibit 5