What’s New on the SEC Website
August 24, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Robert Gilliam (Release No. 34-92736; File No. 3-19524)
- Healthcare Services Group, Inc., John C. Shea, CPA and Derya D. Warner (Release Nos. 33-10967, 34-92735, AAER-4244; File No. 3-20468)
News
Press Releases
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees Schedule Regarding Executions in the Cboe Compression Service (Release No. 34-92739; File No. SR-CBOE-2021-048); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 9, Section 51, Research Analysts (Release No. 34-92738; File No. SR-NASDAQ-2021-064); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 9, Section 51, Research Analysts (Release No. 34-92737; File No. SR-BX-2021-035); see also Exhibit 5