What’s New on the SEC Website
August 19, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- SoFi Wealth, LLC. (Release No. IA-5826; File No. 3-20466)
Commission Opinions and Orders
- Dean Mustaphalli (Release No. IA-5827; File No. 3-20264)
Litigation Releases
- Brown et al. (Release No. LR-25177)
- Medsis International, Inc. et al. (Release No. LR-25176)
- William Scott Lawler and Natalie Bannister (Release No. LR-25175)
News and Public Statements
Press Releases
- SEC Enhances Access to Financial Disclosure Data (Release No. 2021-159)
Regulatory Actions
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release No. 34-92708; File No. 2021-83)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing of a Proposed Rule Change to Amend Rule 5.4 and Make Corresponding Changes to Other Rules (Release No. 34-92709; File No. SR-CBOE-2021-046)
- FINRA: Order Approving a Proposed Rule Change to Amend FINRA Rule 1011(p) ("Specified Risk Event") (Release No. 34-92710; File No. SR-FINRA-2021-011)