What’s New on the SEC Website
August 18, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- William Scott Lawler, Esq. (Release No. 34-92707; File No. 3-20465)
- Robinhood Financial, LLC (Release No. 34-92705; File No. 3-20171)
- Wendan Bao, et al. (Release No. 34-92704; File No. 3-20452)
Commission Opinions and Orders
- Nano Magic Inc. (Release No. 34-92703; File No. 3-19787)
- All Grade Mining, Inc. (Release No. 34-92695; File No. 3-20224; August 17, 2021)
- HK Apollo Motors Corporation (Release No. 34-92694; File No. 3-20078; August 17, 2021)
- ID Perfumes, Inc. (Release No. 34-92693; File No. 3-20065; August 17, 2021)
- DLD Group, Inc. (Release No. 34-92692; File No. 3-20064; August 17, 2021)
- I-Wellness Marketing Group Inc. (Release No. 34-92691; File No. 3-20059; August 17, 2021)
- HS3 Technologies, Inc. (Release No. 34-92687; File No. 3-20053; August 17, 2021)
- James A. Winkelmann, Sr. and Blue Ocean Portfolios, LLC (Release Nos. 33-10964, 34-92706, IA-5825, IC-34358; File No. 3-17253)
Litigation Releases
- Denise Grevas (Release No. LR-25174
News and Public Statements
Press Releases
- SEC Charges Netflix Insider Trading Ring (Release No. 2021-158)
- Sanjay Wadhwa Named Deputy Director of Enforcement Division (Release No. 2021-157)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend Rule 13.15, which Governs the Exchange's Minor Rule Violation Plan (Release No. 34-92702; File No. SR-CBOE-2021-045); see also Exhibit 5
- CboeBZX: Notice of Filing of a Proposed Rule Change to Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF to Strike and Publish an Intra-Day NAV and an End-of-Day NAV (Release No. 34-92701; File No. SR-CboeBZX-2021-056)
- GEMX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Options Regulatory Fee (Release No. 34-92698; File No. SR-GEMX-2021-08); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 17 (Kill Switch) (Release No. 34-92697; File No. SR-NASDAQ-2021-063); see also Exhibit 5
- NYSE: Order Disapproving a Proposed Rule Change to Amend its Rules Establishing Maximum Fee Rates to be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners (Release No. 34-92700; File No. SR-NYSE-2020-96)
- NYSE Arca: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O (Release No. 34-92696; File No. SR-NYSEArca-2021-47)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Phlx Rules at Options 8, Section 34, FLEX Index, Equity, and Currency Options, to Extend the Maximum Expiration Term for FLEX Index and Equity Options (Release No. 34-92699; File No. SR-Phlx-2021-45); see also Exhibit 5