What’s New on the SEC Website
August 16, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Orders
- Kimberly D. Butler, Prosperity Economics Partners, LLC and Partners for Prosperity, LLC (Release No. AP-6826; File No. 3-20454)
Litigation
Administrative Proceedings
- Christopher E. Knauth, CPA (Release Nos. 34-92675, AAER-4242; File No. 3-20256)
- Pearson Plc (Release Nos. 33-10963, 34-92676; File No. 3-20462)
Commission Opinions and Orders
- Christopher M. Gibson (Release Nos. 34-92679, IA-5822, IC-34357; File No. 3-17184)
- TSLC I, Inc. (Release No. 34-92673; File No. 3-20048)
- Core Lithium Corp. (Release No. 34-92672; File No. 3-20045)
- International Leaders Capital Corporation (Release No. 34-92671; File No. 3-20044)
- Travco, Inc. (Release No. 34-92670; File No. 3-20041)
- iHealthcare, Inc. (Release No. 34-92669; File No. 3-20027)
- HK eBus Corporation (Release No. 34-92665; File No. 3-20033)
Litigation Releases
News
Press Releases
- SEC Charges Pearson plc for Misleading Investors About Cyber Breach (Press Release No. 2021-154)
- SEC Charges Penny Stock Company, CEO and Others with Multi-Million Dollar Fraud (Press Release No. 2021-153)
- U.S. Securities and Exchange Commission and the European Central Bank Sign Memorandum of Understanding Regarding Cooperation with Respect to Security-Based Swap Entities (Press Release No. 2021-152)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- MSRB: Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-10, on Investor and Municipal Advisory Client Education and Protection, and Rule G-48, on Transactions with Sophisticated Municipal Market Professionals, to Amend Certain Dealer Obligations (Release No. 34-92677; File No. SR-MSRB-2021-04); see also Exhibit 5 and Exhibit 2