What’s New on the SEC Website
August 13, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- ISC Advisors, Inc. (Release No. IA-5820; File No. 3-20461)
- David P. Ortiz (Release Nos. 34-92674, IA-5821; File Nos. 3- 20460, 3-20460; August 13, 2021)
Commission Opinions and Orders
- The Miix Group, Incorporated (Release No. 34-92660; File No. 3-20026; August 12, 2021)
- Perkins Oil & Gas, Inc. (Release No. 34-92659; File No. 3-20025; August 12, 2021)
- Energy Conversion Services, Inc. (Release No. 34-92658; File No. 3-20024; August 12, 2021)
- V3 Semiconductor, Inc. (Release No. 34-92656; File No. 3-20023; August 12, 2021)
- The General Chemical Group Inc. (Release No. 34-92654; File No. 3-20018; August 12, 2021)
- Ezy Cloud Holding, Inc. (Release No. 34-92653; File No. 3-20016; August 12, 2021)
Litigation Releases
- MJ Capital Funding, LLC, et al, (Release No. LR-25168; Aug. 13, 2021)
- The Movie Studio, Inc., et al. (Release No. LR-25166; Aug. 13, 2021)
- Martin Adrian Ruiz et al. (Release No. LR-25165; Aug. 13, 2021)
News
Press Releases
- SEC Obtains Emergency Relief, Charges Two Florida Companies and their Principal Officer with Operating a Ponzi Scheme (Press Release No. 2021-151)
- SEC Obtains Court Order to Stop Investment Adviser's Alleged Ongoing Offering Fraud (Press Release No. 2021-150)
Public Statements
- Joint Statement on Joe Brenner Concluding His Tenure at SEC, by Chair Gary Gensler, Commissioner Hester M. Peirce, Commissioner Elad L. Roisman, Commissioner Caroline A. Crenshaw, Commissioner Allison Herren Lee
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- EMERALD: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports (Release No. 34-92662; File No. SR-EMERALD-2021-25; August 13, 2021); see also Exhibit 5
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports (Release No. 34-92661; File No. SR-MIAX-2021-37; August 13, 2021); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Expiration Timeframe of Long-Term Index Options Series (Release No. 34-92666; File No. SR-NASDAQ-2021-062; August 13, 2021); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Listing Rule 5910 to Modify the Application Fee for Companies Listing Under IM-5101-2 (Release No. 34-92663; File No. SR-NASDAQ-2021-061; August 13, 2021); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Expiration Timeframe of Long-Term Index Options Series (Release No. 34-92664; File No. SR-BX-2021-034; August 13, 2021); see also Exhibit 5
- NYSE: Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to Amend Its Rules to Prohibit Member Organizations from Seeking Reimbursement, in Certain Circumstances, from Issuers for Forwarding Proxy and Other Materials to Beneficial Owners (Release No. 34-92667; File No. SR-NYSE-2020-98; August 13, 2021)
- NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 952NY to Provide an Option for ATP Holders to Instruct the Exchange to Cancel Marketable Orders If a Series Is Not Opened Within a Specified Time Period (Release No. 34-92668; File No. SR-NYSEAMER-2021-36; August 13, 2021); see also Exhibit 5