What’s New on the SEC Website
August 11, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Erik Christian Jones (Release No. 34-92642; File No. 3-20458)
Commission Opinions and Orders
- Scottsdale Capital Advisors CorporationScottsdale Capital Advisors Corporation, et al. (Release No. 34-92633; File No. 3-18612)
- IHO-AGRO International, Inc. n/k/a Grandwon Corp. (Release No. 34-92631; File No. 3-19981; August 10, 2021)
- Armada Enterprises, LP n/k/a BIM Homes, Inc. (Release No. 34-92630; File No. 3-19978; August 10, 2021)
- Gulf Biomedical Corporation n/k/a Southern Star Energy Corporation (Release No. 34-92629; File No. 3-19976; August 10, 2021)
- GRG, Inc. n/k/a EFT Holdings, Inc. (Release No. 34-92628; File No. 3-19975; August 10, 2021)
- G.I. Joe's, Inc. (Release No. 34-92627; File No. 3-19974; August 10, 2021)
- Benaiah Holdings Group, Inc. (Release No. 34-92625; File No. 3-19972; August 10, 2021)
Regulatory Actions
Investment Company Act Notices and Orders
- MVP Private Markets Fund and Portfolio Advisors, LLC (Release No. IC-34356; File No. 812-15244)
- Capital Southwest Corporation, et al. (Release No. IC-34355; File No. 812-15219)
- Uncommon Investment Funds Trust and Uncommon Investment Advisors LLC (Release No. IC-34354; File No. 812-15180)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Fee Schedule to Adopt a Tiered-Pricing Structure for Certain Connectivity Fees (Release No. 34-92643; File No. SR-MIAX-2021-35); see also Exhibit 5
- NASDAQ: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt Additional Initial Listing Criteria for Companies Primarily Operating in Jurisdictions That Do Not Provide the PCAOB with the Ability to Inspect Public Accounting Firms (Release No. 34-92637; File No. SR-NASDAQ-2021-007)
- NSCC: Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, to Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit (Release No. 34-92640; File No. SR-NSCC-2021-005)
- PEARL: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Adopt a Tiered-Pricing Structure for Certain Connectivity Fees (Release No. 34-92644; File No. SR-PEARL-2021-36); see also Exhibit 5
- EMERALD: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Emerald Fee Schedule to Adopt a Tiered-Pricing Structure for Certain Connectivity Fees (Release No. 34-92645; File No. SR-EMERALD-2021-23); see also Exhibit 5
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule (Release No. 34-92635; File No. SR-CboeBZX-2021-055); see also Exhibit 5