What’s New on the SEC Website
August 4, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Enforcement Investors Claims Funds
Litigation
Administrative Proceedings
- National Beverage Corp. (Release No. 34-92560; File No. 3-20451)
- Wendan Bao, et al. (Release Nos. 33-10960, 34-92564, IA-5817, IC-34349; File No. 3-20452)
Litigation Releases
- Uulala, Inc., Oscar Garcia, and Matthew Loughran (Release No. LR-25157)
- Spartan Securities Group, Ltd., et al. (Release No. LR-25156)
Regulatory Actions
Final Rules
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 3.31, 3.33 and 3.34 (Release No. 34-92562; File No. SR-CBOE-2021-043)
- FINRA: Order Approving a Proposed Rule Change to Adopt a Supplemental Liquidity Schedule, and Instructions Thereto, Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) (Release No. 34-92561; File No. SR-FINRA-2021-009)
- NYSE Arca: Notice of Filing of Proposed Rule Change New Rule 6.91P-O (Release No. 34-92563; File No. SR-NYSEArca-2021-68); see also Exhibit 5
- NYSEAMER: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule (Release No. 34-92559; File No. SR-NYSEAMER-2021-34); see also Exhibit 5