What’s New on the SEC Website
August 2, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Initial Decisions
- Brian Sweet, CPA (Release No. ID-1409; File No. 3-18347)
Divisions
Enforcement Investors Claims Funds
Litigation
Administrative Proceedings
- First Heartland Consultants, Inc. (Release Nos. IA-5812; File No. 3-20448)
- Ernst & Young LLP, et al. (Release Nos. 34-92540, AAER-4239; File No. 3-20447)
- William G. Stiehl, CPA (Release Nos. 34-92539, AAER-4238; File No. 3-20446)
Commission Opinions and Orders
- Jeremy Joseph Drake (Release No. IA-5813; File No. 3-19331)
- Paul L. Chancey, Jr. (Release Nos. 34-92551, AAER-4240; File No. 3-20394)
- Wilfredo Felix (Release No. 34-92550; File No. 3-20380)
- Jonathan Morrone (Release No. 34-92549; File No. 3-19662)
- FlatWorld Acquisition Corp. (Release No. 34-92548; File No. 3-20294)
- J.W. Korth & Company, LP (Release No. 34-92547; File No. 3-19206)
- Joseph S. Amundsen, Michael T. Remus and Michael Remus CPA (Release No. 34-92544; File No. 3-18994)
Litigation Releases
- Michael Shustek and Vestin Mortgage LLC (Release No. LR-25154)
News
Press Releases
- SEC Charges Ernst & Young, Three Audit Partners, and Former Public Company CAO with Audit Independence Misconduct (Press Release No. 2021-144)
- SEC Issues Whistleblower Awards Totaling More Than $4 Million (Press Release No. 2021-143)
Public Statements
- Staff Statement on the Proposed Expert Market by Division of Trading and Markets Staff
- Statement in Connection with the SEC’s Whistleblower Program by Chair Gary Gensler
- Joint Statement on the Departure of Pete Driscoll by Chair Gary Gensler, Commissioner Hester M. Peirce Commissioner Elad L. Roisman, Commissioner Allison Herren Lee, Commissioner Caroline A. Crenshaw
Speeches
- Prepared Remarks for National Whistleblower Day Celebration by Chair Gary Gensler
Regulatory Actions
Enforcement Investors Claims Funds
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release No. 34-92542)
- Order Determining Whistleblower Award Claim (Release No. 34-92541)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, to Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. to Implement Proxy Access (Release No. 34-92546; File No. SR-CBOE-2021-023, SR-CboeBYX-2021-009, SR-CboeBZX-2021-028, SR-CboeEDGA-2021-009, SR-CboeEDGX-2021-021, SR-C2-2021-007)
- MIAX PEARL: Notice of Filing of Proposed Rule Change to Amend Exchange Rule 2616, Priority of Orders (Release No. 34-92545; File No. SR-PEARL-2021-35); see also: Exhibit 5