What’s New on the SEC Website
July 29, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Commission Opinions and Orders
- Daniel B. Vazquez, Sr. (Release Nos. 34-92522, IA-5809; File No. 3-19720)
- Michael Clark (Release No. 34-92521; File No. 3-20276)
- Patrick S. Carter (Release No. 34-92520; File No. 3-19515)
Litigation Releases
- Lupo Securities, LLC (Release No. LR-25152)
News and Public Statements
Press Releases
- SEC Charges Founder of Nikola Corp. With Fraud (Release No. 2021-141)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- FINRA: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Members' Filing Requirements under FINRA Rule 6432 (Compliance with the Information Requirements of SEA Rule 15c2-11) (Release No. 34-92524; File No. SR-FINRA-2021-014)