What’s New on the SEC Website
July 28, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
About the SEC
Litigation
Administrative Proceedings
- David Britt, CPA (Release Nos. 34-92514, AAER-4235; File No. 3-18346)
- Thomas Whittle, CPA (Release Nos. 34-92513, AAER-4234; File No. 3-18346)
- UBS Financial Services Inc. of Puerto Rico (Release No. 34-92512; File No. 3-16846)
- Fifth Third Bancorp and Daniel Poston (Release No. 34-92511; File No. 3-15635)
- Shaun Greenwald, CPA (Release No. 34-92510; File No. 3-20441)
Commission Opinions and Orders
- Traqer Corp. (Release No. 34-92519; File No. 3-20312)
- SpectraScience, Inc (Release No. 34-92517; File No. 3-20308)
- UBI Blockchain Internet Ltd. (Release No. 34-92516; File No. 3-20309)
- W O Group, Inc. (Release No. 34-92515; File No. 3-20311)
Litigation Releases
- George Heckler (Release No. LR-25151; Jul. 21, 2021)
- Joseph Taub et al (Release No. LR-25150)
- Mine Shaft Brewing, LLC et al. (Release No. LR-25149)
- Joseph Taub et al (Release No. LR-25150)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance and Clarify its Price Adjust Process for Certain Market-Maker Interest, Specifically Book Only Orders and Bulk Messages Submitted Through Bulk Ports and Modify the Bulk Message Fat Finger Check (Release No. 34-92518; File No. SR-CBOE-2021-042); see also Exhibit 5