What’s New on the SEC Website
July 23, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Orders
- Elaine A. Dowling, Esq. (Release No. AP-6824; File No. 3-20378)
Litigation
Administrative Proceedings
- Tan V. Kha (Release No. 34-92475; File No. 3-20410)
- Alan L. Alexander (Release No. 34-92474; File No. 3-20409)
- Texas South Energy, Inc. (Release No. 34-92473; File No. 3-20302; July 22, 2021)
- OrangeHook, Inc. (Release No. 34-92471; File No. 3-20408; July 22, 2021)
Commission Opinions and Orders
- Southeast Investments, N.C., Inc. and Frank Harmon Black (Release No. 34-92483; File No. 3-19185)
- Christopher E. Knauth, CPA (Release Nos. 34-92482, AAER-4231; File No. 3-20256)
- Curtis Richard Edmark (Release No. 34-92481; File No. 3-19594)
- Gemini Equipment Partners Income Fund Ix LP (Release No. 34-92479; File No. 3-20343)
- Spongetech Delivery Systems, Inc. (Release No. 34-92478; File No. 3-20345)
- Rystar Communications Ltd. (Release No. 34-92477; File No. 3-20344)
Trading Suspensions
- OrangeHook, Inc. (Release No. 34-92472; July 22, 2021)
See also Order
Regulatory Actions
Other Commission Orders, Notices, and Information
- Order Granting Conditional Substituted Compliance in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the French Republic (Release No. 34-92484; File No. S7-22-20)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CboeBZX: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Kryptoin Bitcoin ETF Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares (Release No. 34-92476; File No. SR-CboeBZX-2021-029)
- NYSE: Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, to Make Permanent Commentaries to Rule 7.35A and Commentaries to Rule 7.35B and to Make Related Changes to Rules 7.32, 7.35C, 46B, and 47 (Release No. 34-92480; File No. SR-NYSE-2020-95)