What’s New on the SEC Website
July 22, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Quantum Materials Corp. (Release No. 34-92461; File No. 3-20301; July 21, 2021)
Commission Opinions and Orders
- Brett Hamburger (Release No. 34-92469; File No. 3-19663)
- Paul Jurberg (Release No. 34-92467; File No. 3-19659)
- Anthony B. Brandel and M.Y. Consultants, Inc. (Release No. 34-92465; File No. 3-19734)
- Bruce C. Worthington (Release Nos. 34-92464, IA-5785; File No. 3-19726)
Litigation Releases
- Outdoor Capital Partners, LLC (Release No. LR-25148)
- Charlie Abujudeh (Release No. LR-25147)
News and Public Statements
Press Releases
- YJ Fischer to Join SEC as Director of the Office of International Affairs (Release No. 2021-137)
- SEC Halts Alleged Ongoing Offering Fraud Involving Cycling Companies (Release No. 2021-136)
- SEC Charges California Resident in Microcap Fraud Scheme Targeting Retail Investors (Release No. 2021-135)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- ICC: Notice of Proposed Rule Change Relating to the ICC Exercise Procedures (Release No. 34-92468; File No. SR-ICC-2021-016); see also Exhibit 5
- NASDAQ: Notice of Filing of Proposed Rule Change to Establish the "Extended Trading Close" and a New "Extended Trading Close" Order Type (Release No. 34-92466; File No. SR-NASDAQ-2021-040); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2 at Section 4, Obligations of Market Makers and Lead Market Makers and Section 5, Market Maker Quotations (Release No. 34-92470; File No. SR-BX-2021-031); see also Exhibit 5