What’s New on the SEC Website
July 21, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Suneet Singal (Release No. IA-5783; File No. 3-20404)
- Executive Financial Services, Inc. (Release No. 34-92463; File No. 3-20407)
- Paul Hanson (Release No. 34-92462; File No. 3-20406)
- Miguel Holguin (Release Nos. 34-92457, IC-34339; File No. 3-20405)
- Tandy Leather Factory, Inc. and Shannon Greene, CPA (Release Nos. 34-92455, AAER-4228; File No. 3-20403)
Commission Opinions and Orders
- Paul L. Chancey, Jr. (Release Nos. 34-92460, AAER-4230; File No. 3-20394)
- Jocelyn Murphy and Michael Sean Murphy (Release No. 34-92459; File Nos. 3-20239, 3-20242)
- Stockman Kast Ryan & Co. LLP; Ellen S. Fisher, CPA; and David H. Kast, CPA (Release Nos. 34-92458, IA-5784, AAER-4229; File No. 3-20395)
Litigation Releases
- Rahulkumar "Rahul" M. Patel (Release No. LR-25146)
- Suneet Singal, First Capital Real Estate Investments, LLC, First Capital Real Estate Advisors LP, and First Capital Real Estate Trust Inc. (Release No. LR-25145)
Trading Suspensions
- XR Energy Inc.; and Geospatial Corporation (Release No. 34-92450; July 20, 2021)
See also Order
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- Van Kampen Municipal Opportunity High Income Fund (Release No. IC-34343; File No. 811-22308)
- USCA Fund Trust (Release No. IC-34342; File No. 811-23164)
- Transamerica Separate Account R3 (Release No. IC-34341; File No. 811-22407)
- Bluerock Institutional High Income Credit Fund LLC (Release No. IC-34340; File No. 811-23495)
Other Commission Orders, Notices, and Information
- Order Determining Whistleblower Award Claim (Release No. 34-92456; File No. 2021-75)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust (Release No. 34-92453; File No. SR-NYSEArca-2021-63); see also Exhibit 5