What’s New on the SEC Website
July 8, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- St. Germain Investment Management, Inc. (Release No. IA-5767; File No. 3-20388)
Commission Opinions and Orders
- Fred F. Liebau, Jr. (Release No. 34-92353; File No. 3-9907)
- Gemini Equipment Partners Income Fund IV LP (Release No. 34-92352; File No. 3-20335)
- Digital Donations Technologies, Inc. (Release No. 34-92350; File No. 3-20338)
- CathayOnline, Inc. (f/k/a Lazzara Financial Asset Recovery, Inc.) (Release No. 34-92349; File No. 3-20339)
- LHI Acquisition Corporation (Release No. 34-92347; File No. 3-20049)
- Christopher E. Knauth, CPA (Release No. 34-92346; File No. 3-20256)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 6.10 to Introduce a Voluntary Multilateral Compression Service for SPX Options (Release No. 34-92354; File No. SR-CBOE-2021-020); see also Exhibit 5
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule to Remove References and Fees Associated with the 10Gb Fiber Connection (Release No. 34-92351; File No. SR-MIAX-2021-27); see also Exhibit 5
- PEARL: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Remove References and Fees Associated with the 10Gb Fiber Connection (Release No. 34-92348; File No. SR-PEARL-2021-28); see also: Exhibit 5