What’s New on the SEC Website
July 1, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
ALJ Orders
- Elaine A. Dowling, Esq. (Release No. AP-6823; File No. 3-20378; June 30, 2021)
Litigation
Administrative Proceedings
- DeAndre P. Sears (Release No. 34-92309; File No. 3-20384)
- Spotlight Innovation Inc. and Tempus Applied Solutions Holdings, Inc. (Release No. 34-92302; File No. 3-19861; June 30, 2021)
Commission Opinions and Orders
- Albert K. Hu (Release No. IA-5763; File No. 3-19510)
- Galea Life Sciences, Inc. (Release No. 34-92312; File No. 3-20334)
- Gemini Equipment Partners Income Fund VI LP (Release No. 34-92311; File No. 3-20333)
- Gemini Equipment Partners Income Fund V (Release No. 34-92310; File No. 3-20332)
- Metatron, Inc. (Release No. 34-92307; File No. 3-18567)
- Randolph Acquisitions, Inc. (Release No. 34-92299; File No. 3-19903; June 30, 2021)
- Conversion Services International, Inc. and Chester County Bancshares, Inc. (Release No. 34-92298; File No. 3-19650; June 30, 2021)
- Seen On Screen TV, Inc. and the Pulse Network, Inc. (Release No. 34-92297; File No. 3-19507; June 30, 2021)
Litigation Releases
- Contrarian Press, LLC, Scott S. Fraser, and Nathan Yeung (Release No. LR-25131)
- Shawn F. Hackman (Release No. LR-25130); see also Application
News and Public Statements
Public Statements
- Statement on the IFRS Foundation’s Proposed Constitutional Amendments Relating to Sustainability Standards by Commissioner Hester M. Peirce
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reformat the Section of the NYSE Price List Setting Forth Credits Applicable to Supplemental Liquidity Providers (Release No. 34-92308; File No. SR-NYSE-2021-37); see also Exhibit 5