What’s New on the SEC Website
June 29, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Elaine A. Dowling, Esq. (Release No. 34-92293; File No. 3-20378)
- Harold P. Gewerter, Esq. (Release No. 34-92292; File No. 3-20377)
- Neovest, Inc. (Release No. 34-92285; File No. 3-20375)
- Howard Davner (Release Nos. 33-10952, 34-92286; File No. 3-20376)
Commission Opinions and Orders
- Jeremy Joseph Drake (Release No. IA-5761; File No. 3-19331)
- World Moto, Inc. (Release No. 34-92284; File No. 3-19875; June 28, 2021)
- Wonhe High-Tech International, Inc. (Release No. 34-92283; File No. 3-19874; June 28, 2021)
- Synthonics Technologies, Inc. (Release No. 34-92282; File No. 3-19866; June 28, 2021)
- Sky Resort International Ltd., Median Group, Inc. (f/k/a China Media Group Corporation) (Release No. 34-92281; File No. 3-19865; June 28, 2021)
Litigation Releases
- Gregory David Paris and Barrington Asset Management, Inc. (Release No. LR-25126; Jun. 29, 2021)
- John Robert Jones, Jr. (Release No. LR-25125; Jun. 29, 2021)
News
Press Releases
- SEC Charges Electronic Trading Platform for Operating As An Unregistered Broker-Dealer (Press Release No. 2021-113)
Regulatory Actions
Investment Company Act Notices and Orders
- Listed Funds Trust and Skyrocket Investments, LLC (Release No. IC-34321; File No. 812-15202-01)
- BNY Mellon Alcentra Opportunistic Global Credit Income Fund and BNY Mellon Investment Adviser, Inc. (Release No. IC-34320; File No. 812-15214)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges (Release No. 34-92291; File No. SR-NYSEArca-2021-52); see also Exhibit 5