What’s New on the SEC Website
June 23, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Division of Corporation Finance
Litigation
Administrative Proceedings
- Guggenheim Securities, LLC (Release No. 34-92237; File No. 3-20370)
Commission Opinions and Orders
- Tri Clean Enterprises Inc. (Release No. 34-92240; File No. 3-20028)
- Cr Media, Inc., Crednology Holding Corporation (n/k/a Corptech Holding, Inc.) (Release No. 34-92236; File No. 3-19858; June 22, 2021)
- Cyclone Power Technologies, Inc. and Ecolocap Solutions, Inc. (Release No. 34-92235; File No. 3-19846; June 22, 2021)
- American Realty Funds Corporation (Release No. 34-92228; File No. 3-19809; June 22, 2021)
Litigation Releases
- Asante K. Berko (Release No. LR-25121)
- Joseph Geromini (Release No. LR-25120)
- Ramiro Jose Sugranes, UCB Financial Advisers, Inc. and UCB Financial Services Limited (Release No. LR-25119; Jun. 22, 2021)
- Form USDC Final Judgment
Trading Suspensions
- Enerkon Solar International, Inc. (Release No. 34-92232; June 22, 2021)
See also Order
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- Western Asset Variable Rate Strategic Fund Inc.
- Western Asset Middle Market Debt Fund Inc.
- Western Asset Corporate Loan Fund Inc.
- Van Kampen Global Equity Dividend & Income Fund
- Van Kampen Debt Opportunity Fund
- Schroder Global Series Trust
- A&Q Masters Fund
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule on the BOX Options Market LLC Facility (Release No. 34-92238; File No. SR-BOX-2021-15); see also Exhibit 5
- FINRA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Retirement of FINRA's Order Audit Trail System (Release No. 34-92239; File No. SR-FINRA-2021-017); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 9, Section 18, Payments for Market Making (Release No. 34-92242; File No. SR-NASDAQ-2021-051); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 9, Section 18, Payments for Market Making (Release No. 34-92243; File No. SR-BX-2021-029); see also Exhibit 5