What’s New on the SEC Website
June 22, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Enforcement Investors Claims Funds
Litigation
Administrative Proceedings
- Scott A. Doak
- Loci, Inc. and John Wise (Release Nos. 33-10950, 34-92215; File No. 3-20369)
Commission Opinions and Orders
- Quest Entertainment Corp. (Release No. 34-92224; File No. 3-19994)
- Chelsea Oil & Gas Ltd. (Release No. 34-92223; File No. 3-20321)
News and Public Statements
Press Releases
- SEC Charges ICO Issuer and CEO With Fraud and Unregistered Securities Offering (Release No. 2021-108)
Speeches
Regulatory Actions
Final Rules
- Final Rule: Adoption of Updated EDGAR Filer Manual (17 CFR Parts 232, 239, 249, 269, and 274; Release Nos. 33-10948; 34-92216; 39-2539; IC-34304; )
Investment Company Act Notices and Orders
- Capital Southwest Corporation (Release No. IC-34309; File No. 812-15212)
- Lord Abbett Floating Rate High Income Fund, et al. (Release No. IC-34308; File No. 812-15097)
- Franklin Templeton Co-Investing Interval Fund, et al., (Release No. IC-34307; File No. 812-15170)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- FINRA: Notice of Filing of a Proposed Rule Change to Amend Rule 2165 (Financial Exploitation of Specified Adults) (Release No. 34-92225; File No. SR-FINRA-2021-016)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2, Section 4 (Obligations of Market Makers), Options 4, Section 3 (Criteria for Underlying Securities), Options 4, Section 8 (Long-Term Options Contracts), and Options 4A, Section 12 (Terms of Index Options Contracts) (Release No. 34-92226; File No. SR-ISE-2021-14); see also Exhibit 5
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's transaction fees, at Equity 7, Section 118 (e) (Release No. 34-92230; File No. SR-BX-2021-028); see also Exhibit 5
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Regarding Ports (Release No. 34-92234; File No. SR-NYSE-2021-36); see also Exhibit 5
- NYSE Arca: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E (Release No. 34-92233; File No. SR-NYSEArca-2021-31)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule at Equity 7, Section 3 (Release No. 34-92231; File No. SR-Phlx-2021-37); see also Exhibit 5
- Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options 2, Section 4 (Obligations of Market Makers) (Release No. 34-92229; File No. SR-MRX-2021-07); see also Exhibit 5
- Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Temporary Remote Inspection Relief to IEX Members for calendar year 2021 (Release No. 34-92222; File No. SR-IEX-2021-09)
- Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options 2, Section 4 (Obligations of Market Makers) (Release No. 34-92227; File No. SR-GEMX-2021-05); see also Exhibit 5