What’s New on the SEC Website
June 21, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
EDGAR Filings
Litigation
Administrative Proceedings
- Covia Holdings Corp. and Fairmount Santrol Holdings Inc. Now Known as Bison Merger Sub I, LLC (Release No. 34-92211; File No. 3-20163)
Commission Opinions and Orders
- Matthew R. Rossi and SJL Capital, LLC (Release Nos. 33-10947, 34-92218, IA-5757; File No. 3-19145)
Litigation Releases
- Mark A. Miller (Release No. LR-25118)
News and Public Statements
Press Releases
- SEC Obtains Asset Freeze Against Offshore Fund and Its Operators (Release No. 2021-107)
- SEC Issues Whistleblower Awards Totaling Nearly $5.3 Million (Release No. 2021-106)
Regulatory Actions
Investment Company Act Notices and Orders
- Simplify Exchange Traded Funds and Simplify Asset Management Inc. (Release No. IC-34306; File No. 812-15154)
Other Commission Orders, Notices, and Information
- Designation of the FINRA OTC Reporting Facility, Together with Any Interdealer Quotation System that Meets Specific Requirements, as an Automated Interdealer Quotation System for the Purposes of the Definition of Penny Stock in Exchange Act Rule 3a51-1, and as a Qualifying Electronic Quotation System for Purposes of the Penny Stock Rules
- Order Determining Whistleblower Award Claim (Release No. 34-92214)
- Order Determining Whistleblower Award Claim (Release No. 34-92212)
- Order Determining Whistleblower Award Claim (Release No. 34-92210)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date for Changing the Primary and Secondary Source of Quotation Data of MEMX LLC (Release No. 34-92219; File No. SR-NASDAQ-2021-049)
- NASDAQ OMX BX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date for Changing the Primary and Secondary Source of Quotation Data of MEMX LLC (Release No. 34-92217; File No. SR-BX-2021-027)
- NSCC: Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Amend the Supplemental Liquidity Deposit Requirements (Release No. 34-92213; File No. SR-NSCC-2021-002)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date for Changing the Primary and Secondary Source of Quotation Data of MEMX LLC (Release No. 34-92220; File No. SR-Phlx-2021-35)