What’s New on the SEC Website
June 16, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Anthony Nicolosi(f/k/a Anthony Peluso) (Release No. 34-92187; File No. 3-20368)
Commission Opinions and Orders
- Albert K. Hu (Release No. IA-5754; File No. 3-19510)
- Gala Pharmaceutical, Inc. (Release No. 34-92194; File No. 3-20296)
- MJ Biotech, Inc. (f/k/a Michael James Enterprises, Inc.) (Release No. 34-92191; File No. 3-20297)
- Freestone Resources, Inc. (Release No. 34-92188; File No. 3-20295)
Regulatory Actions
Investment Company Act Notices and Orders
- Nationwide Mutual Funds, et al. (Release No. IC-34302; File No. 812-15210)
Other Commission Orders, Notices, and Information
- Order Approving Application for Registration as a Security-Based Swap Data Repository (Release No. 34-92189; File No. SBSDR-2021-01)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt BOX Rule 7670 to Establish a Virtual Trading Floor on BOX (Release No. 34-92192; File No. SR-BOX-2021-07)
- CBOE: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Sixth Amended and Restated Bylaws of Cboe Global Markets, Inc. to Implement Proxy Access (Release No. 34-92199; File Nos. SR-CBOE-2021-023, SR-CboeBYX-2021-009, SR-CboeBZX-2021-028, SR-CboeEDGA-2021-009, SR-CboeEDGX-2021-021, SR-C2-2021-007)
- DTC: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Enhanced Clarity for Deadlines and Processing Times (Release No. 34-92198; File No. SR-DTC-2021-009); see also Exhibit 5
- ICC: Order Approving Proposed Rule Change Relating to the ICC End-of-Day Price Discovery Policies and Procedures (Release No. 34-92197; File No. SR-ICC-2021-013)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE's Pricing Schedule at Options 7, Section 3, "Regular Order Fees and Rebates" and Section 4, "Complex Order Fees and Rebates" (Release No. 34-92190; File No. SR-ISE-2021-13); see also Exhibit 5
- NYSE: Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Revise Rules 46 and 46A to Permit the Appointment of Trading Officials (Release No. 34-92193; File No. SR-NYSE-2020-105)
- Phlx: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule at Options 7, Section 5 (Release No. 34-92200; File No. SR-Phlx-2021-36); see also Exhibit 5