Newsroom

What’s New on the SEC Website

June 14, 2021

This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:

Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
Latest Filings for the most recent company filings.
Previous What’s New Issues
News Digest Archives (1956-2013)

Litigation

Administrative Proceedings

First American Financial Corporation (Release No. 34-92176; File No. 3-20367)
Intervest International, Inc. and Craig L. Carson (Release Nos. 34-92166, IA-5752; File No. 3-20366)

Commission Opinions and Orders

Worldtek Corp. (f/k/a Lundell Technologies, Inc.) (Release No. 34-92172; File No. 3-20008)
Larry Feinblum
Michael A. Kimelman (Release No. 34-92170; File No. 3-14807)
Andrew W. Limpert (Release Nos. 33-10946, 34-92165, IA-5751, IC-34299; File No. 3-14404)

News

Press Releases

Renee Jones to Join SEC as Director of Corporation Finance; John Coates Named SEC General Counsel (Press Release No. 2021-101)
SEC Awards Approximately $3 Million to Two Whistleblowers (Press Release No. 2021-100)

Public Statements

Moving Forward or Falling Back? Statement on Chair Gensler’s Regulatory Agenda by Commissioner Hester M. Peirce and Commissioner Elad L. Roisman

Regulatory Actions

Investment Company Act Notices and Orders

Calamos-Avenue Opportunities Fund and Calamos Avenue Management, LLC (Release No. IC-34300; File No. 812-15131)

Other Commission Orders, Notices, and Information

Order Determining Whistleblower Award Claim (Release No. 34-92164)
Order Determining Whistleblower Award Claim (Release No. 34-92163)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

C2: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule (Release No. 34-92173; File No. SR-C2-2021-010); see also Exhibit 5
CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Sale of Historical Intraday Open-Close Volume Data (Release No. 34-92169; File No. SR-CBOE-2021-038); see also Exhibit 5
CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Open-Close Data Fees (Release No. 34-92168; File No. SR-CboeBZX-2021-043)

CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Open-Close Data Fees (Release No. 34-92167; File No. SR-CboeEDGX-2021-028)