What’s New on the SEC Website
June 11, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Feltl Advisors, LLC (Release No. IA-5750; File No. 3-20365; June 11, 2021)
- Bingqing Yang (Release No. IA-5749; File No. 3-20364; June 11, 2021)
- David G. Martin (Release Nos. 34-92156, IC-34297; File No. 3-20363; June 11, 2021)
Commission Opinions and Orders
- Scottsdale Capital Advisors Corporation, et al. (Release No. 34-92162; File No. 3-18612; June 11, 2021)
- Cantone Research Inc., Anthony Cantone and Christine Cantone (Release No. 34-92161; File No. 3-18999; June 11, 2021)
- U.S.-China Biomedical Technology, Inc. (Release No. 34-92159; File No. 3-20306; June 11, 2021)
- Moregain Pictures, Inc. (Release No. 34-92158; File No. 3-20303; June 11, 2021)
- Vilacto Bio, Inc. (Release No. 34-92157; File No. 3-20307; June 11, 2021)
- Pledge Petroleum Corp. (Release No. 34-92146; File No. 3-20304; June 11, 2021)
Litigation Releases
- Edgar M. Radjabli, et. al. (Release No. LR-25115; Jun. 11, 2021)
- Wellness Matrix Group, Inc. and George Todt (Release No. LR-25114; Jun. 11, 2021)
- Cell>Point, LLC, Terry A. Colip, and Greg R. Colip (Release No. LR-25113; Jun. 11, 2021)
- Property Income Investors LLC, et al. (Release No. LR-25109a; Jun. 7, 2021)
News
Press Releases
- SEC Charges Dentist-Turned-Investment Adviser for Three Separate Frauds (Press Release No. 2021-98)
Public Statements
- Prepared Remarks Before the Financial Stability Oversight Council - Money Market Funds, Chair Gary Gensler
- Prepared Remarks Before the Financial Stability Oversight Council, Chair Gary Gensler
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CboeEDGA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule (Release No. 34-92152; File No. SR-CboeEDGA-2021-015; June 11, 2021); see also Exhibit 5
- FICC-AN: Commissions Request for Additional Information to Fixed Income Clearing Corporation (June 11, 2021; File No. SR-FICC-2021-801)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List (Release No. 34-92160; File No. SR-NYSE-2021-35; June 11, 2021); see also Exhibit 5
- NYSE: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Its Rules to Prohibit Member Organizations from Seeking Reimbursement, in Certain Circumstances, from Issuers for Forwarding Proxy and Other Materials to Beneficial Owners (Release No. 34-92155; File No. SR-NYSE-2020-98; June 11, 2021)
- NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE American Equities Price List and Fee Schedule to Establish Pricing for Orders Designated as Retail Orders (Release No. 34-92153; File No. SR-NYSEAMER-2021-29; June 11, 2021); see also Exhibit 5