What’s New on the SEC Website
June 7, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Litigation
Administrative Proceedings
- Verus Capital Partners, LLC (Release No. IA-5748; File No. 3-20361)
- David F. Bandimere (Release No. 34-92124; File No. 3-15124)
News
Press Releases
- SEC Charges Couple With Insider Trading on Confidential Clinical Trial Data (Press Release No. 2021-94)
Speeches
- Prepared Remarks: CFO Network Summit by: Chair Gary Gensler
Regulatory Actions
Investment Company Act Notices and Orders
- Teachers Insurance and Annuity Association of America and Tiaa Separate Account Va-3 (Release No. IC-34295; File No. 812-15143)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules in Connection with the Number of Legs of a Complex Order That May be Entered on a Single Order Ticket at the Time of Systemization (Release No. 34-92116; File No. SR-CBOE-2021-036); see also Exhibit 5
- FICC: Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Calculation of the MBSD VaR Floor to Incorporate a Minimum Margin Amount (Release No. 34-92117; File No. SR-FICC-2020-017)
- ICEEU: Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Articles of Association (Release No. 34-92120; File No. SR-ICEEU-2021-013; June 7, 2021); see also Exhibit 5
- NASDAQ: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Offer Certain Listed Companies Access to a Complimentary Board Recruiting Solution to Help Advance Diversity on Company Boards (Release No. 34-92119; File No. SR-NASDAQ-2020-082)
- NASDAQ: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Listing Rules Related to Board Diversity (Release No. 34-92118; File No. SR-NASDAQ-2020-081)