What’s New on the SEC Website
June 1, 2021
This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:
- Upcoming Events for a list of upcoming public events including meetings, public appearances, and hearings.
- Latest Filings for the most recent company filings.
- Previous What’s New Issues
- News Digest Archives (1956-2013)
Divisions
Enforcement Investors Claims Funds
Litigation
Commission Opinions and Orders
- Michael Clark (Release No. 34-92079; File No. 3-20276)
- Robbi J. Jones, Kipling Jones & Company, Ltd. Financial Industry Regulatory Authority (Release No. 34-92077; File No. 3-20209)
- Christopher E. Knauth, CPA (Release Nos. 34-92076, AAER-4223; File No. 3-20256)
- Enumeral Biomedical Holdings, Inc., International Cigar Holdings, Inc. and Lepora Holdings, Inc. (Release No. 34-92074; File No. 3-19393; May 28, 2021)
Litigation Releases
- James K. Couture (Release No. LR-25104)
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Trading Platform Fees Schedule (Release No. 34-92078; File No. SR-CBOE-2021-035); see also Exhibit 5
- MIAX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 531, Reports and Market Data Products, to Adopt the Liquidity Taker Event Report (Release No. 34-92081; File No. SR-MIAX-2021-21); see also Exhibit 5
- Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 531, Reports and Market Data Products, to Adopt the Liquidity Taker Event Report for Options Trading (Release No. 34-92082; File No. SR-PEARL-2021-25); see also Exhibit 5